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NM

Nunzio Masone

CRITO CAPITAL
New York, NY 10111
Some features on this profile are disabled
CRD#: 1473972
NM

Professional summary

Nunzio Masone, who also goes by Nunzio Masone III, is a registered financial professional currently at CRITO CAPITAL LLC located in New York, New York.

Nunzio is registered as a RR (Registered Representative) and started their career in finance in 1986. Nunzio has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nunzio Masone Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nunzio Masone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 21, 2025 - Present

CRITO CAPITAL LLC

Office #1: 45 Rockefeller Plaza Suite 2000, New York, NY 10111
RIA
BD
CRD#: 161724
New York, NY
Past

January 9, 2024 - July 3, 2025

FRONTIER SECURITIES

BD
CRD#: 136102
RICHMOND, VA
Past

June 9, 2023 - December 12, 2023

CRITO CAPITAL LLC

BD
CRD#: 161724
WESTPORT, CT
Past

June 11, 2018 - May 8, 2023

ASHTON STEWART & CO., INC.

BD
CRD#: 112386
MIAMI, FL
Past

January 31, 2017 - April 6, 2017

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

January 12, 2015 - May 25, 2016

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

July 15, 2014 - December 18, 2014

ACADEMY SECURITIES, INC.

BD
CRD#: 17433
NEW YORK, NY
Past

December 23, 2013 - July 15, 2014

CAROLINA CAPITAL MARKETS, INC.

BD
CRD#: 38156
CHAPEL HILL, NC
Past

May 26, 2005 - January 19, 2012

ALADDIN CAPITAL LLC

BD
CRD#: 103766
STAMFORD, CT
Past

March 2, 2004 - May 4, 2005

PINEBRIDGE SECURITIES LLC

BD
CRD#: 5967
NEW YORK, NY
Past

August 31, 2001 - June 28, 2002

AON SECURITIES LLC

BD
CRD#: 4138
CHICAGO, IL
Past

October 12, 2000 - June 25, 2001

TRUMARKETS, LLC

BD
CRD#: 103872
NEW YORK, NY
Past

November 7, 1995 - August 16, 1999

ALLY SECURITIES LLC

BD
CRD#: 25988
DETROIT, MI
Past

October 6, 1987 - August 3, 1995

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 25, 1987 - October 27, 1987

PAINEWEBBER REAL ESTATE SECURITIES INC.

BD
CRD#: 19736
Past

March 19, 1986 - October 27, 1987

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/21/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/16/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/15/1986
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CRITO CAPITAL LLC
CRITO CAPITAL LLC

CRD#: 161724 / SEC#: , 8-69050

Connecticut
Registered Investment Advisory firm - SEC (3/13/2024 Termination Requested)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Loading...

Contact information

Main Address
8 Wright Street Suite 107, Westport, CT 06880
Mailing Address
8 Wright Street Suite 107, Westport, CT 06880
Phone number
(203) 423-5600
Established
Connecticut since 05/23/2011
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
2

FINRA licenses (24 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CRITO HOLDINGS LLCSOLE OWNER OF CRITO CAPITAL LLC
BEATON, DANIEL STEWARTFINOP4240769
GESKE, DAVID MICHAELMANAGING PRINCIPAL2514685
GILLMAN, THEODORE JONESMANAGING PRINCIPAL, EXECUTIVE REP.2498623
MARSHALL, ANN MARIEPRINCIPAL6298134
OLEKSIW, EUNICECHIEF COMPLIANCE OFFICER3110818

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRITO CAPITAL LLC

CRD#: 161724New York, NY 10111

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