Carl J. Latz
Professional summary
Carl Joseph Latz is a registered financial professional currently at TEXAS SECURITIES, INC. located in Carrollton, Texas.
Carl is registered as a RR (Registered Representative) and started their career in finance in 1986. Carl has worked at 6 firms and has passed the Series 63, Series 22TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carl Joseph Latz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2010 - Present
TEXAS SECURITIES, INC.
Office #1: 4024 Nazarene Suite B, Carrollton, TX 75010Office #2: 4024 Nazarene Suite B, Carrollton, TX 75010October 13, 2005 - May 12, 2008
LPL FINANCIAL LLC
December 1, 2003 - October 11, 2005
RIVERSTONE WEALTH MANAGEMENT, INC.
April 26, 1994 - November 28, 2003
PROSPERA FINANCIAL SERVICES, INC.
November 18, 1993 - June 3, 1994
AMERICAP FINANCIAL, INC.
May 22, 1986 - June 6, 1994
TEXAS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationFINRA
Current Firm
TEXAS SECURITIES, INC.
CRD#: 120148 / SEC#: , 8-65276
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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