Joseph T. Hage

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

Boca Raton, FL 33498-6102

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CRD#: 1473815

Professional summary

Joseph Thomas Hage, who also goes by Joe Hage, is a registered financial advisor currently at FINANCIAL TRUST ASSET MANAGEMENT CHARTERED located in Boca Raton, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Joseph has worked at 15 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 9, Series 10, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Hage

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Thomas Hage's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2025 - Present

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

Office #1: 10055 Yamato Road Suite 103, Boca Raton, FL 33498-6102

RIA

CRD#: 108998

Boca Raton, FL

Past

March 14, 2017 - May 9, 2025

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

Coral Springs, FL

Past

March 13, 2017 - May 9, 2025

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Coral Springs, FL

Past

January 19, 2017 - March 1, 2017

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

FORT LAUDERDALE, FL

Past

January 9, 2017 - March 1, 2017

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

FORT LAUDERDALE, FL

Past

December 14, 2009 - January 5, 2017

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

CORAL SPRINGS, FL

Past

December 9, 2009 - January 5, 2017

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CORAL SPRINGS, FL

Past

May 29, 2007 - December 17, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BOCA RATON, FL

Past

May 29, 2007 - December 17, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BOCA RATON, FL

Past

August 17, 2005 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

MIAMI, FL

Past

January 9, 1996 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

MIAMI, FL

Past

September 14, 1994 - December 12, 1995

WM FUND SERVICES, INC.

CRD#: 30763

SEATTLE, WA

Past

June 21, 1994 - August 24, 1994

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

October 1, 1993 - May 24, 1994

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

March 8, 1993 - September 7, 1993

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

October 10, 1992 - February 4, 1993

WM FUND SERVICES, INC.

CRD#: 30763

SEATTLE, WA

Past

June 29, 1989 - August 31, 1993

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

March 9, 1988 - July 20, 1989

GRIFFIN FINANCIAL SERVICES

CRD#: 10823

Past

April 29, 1987 - February 13, 1988

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

March 12, 1986 - June 2, 1987

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

March 12, 1986 - June 9, 1987

EQUITABLE ADVISORS, LLC

CRD#: 6627

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

FINANCIAL TRUST ASSET MANAGEMENT | HUESTON FINANCIAL SERVICES | FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

CRD#: 108998 / SEC#: 801-132258

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Florida

Registered Investment Advisory firm - (4/7/2025 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (4/7/2025 Terminated)

New York

Registered Investment Advisory firm - (4/7/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (4/24/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/1/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/13/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/11/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 12/29/2006

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 10/2/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 53

Date: 8/22/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/1988

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 12/8/1987

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

FINANCIAL TRUST ASSET MANAGEMENT | HUESTON FINANCIAL SERVICES | FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

CRD#: 108998 / SEC#: 801-132258

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Florida

Registered Investment Advisory firm - (4/7/2025 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (4/7/2025 Terminated)

New York

Registered Investment Advisory firm - (4/7/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (4/24/2025 Terminated)

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Contact information

Main Address

10055 Yamato Road Suite 103, Boca Raton, FL 33498-6102

Mailing Address

Phone number

(561) 391-8188

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (7/17/2025)

Regulatory assets under management

Total Number of Accounts	416
AUM (Assets Under Management)	$ 115,310,077

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Joseph T. Hage

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Thomas Hage's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

WM FUND SERVICES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

STEPHENS

FUNDS DISTRIBUTOR, LLC

WM FUND SERVICES, INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

GRIFFIN FINANCIAL SERVICES

PAMCO SECURITIES AND INSURANCE SERVICES

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/1/2005

Series 63

Date: 10/13/1989

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/15/1988

Series 6

Date: 3/11/1986

Series 9

Date: 12/29/2006

Series 10

Date: 10/2/2006

Series 53

Date: 8/22/2002

Series 24

Date: 12/22/1988

Series 26

Date: 12/8/1987

Current Firm

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

TRUST BUT VERIFY

Contact information

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