David C. Nixon
Professional summary
David Christopher Nixon, who also goes by David Christopher Nixon, is a registered financial professional currently at R. SEELAUS & CO., LLC located in Chatham, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 1986. David has worked at 11 firms and has passed the Series 65, Series 63, Series 72, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Christopher Nixon's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2025 - Present
R. SEELAUS & CO., LLC
Office #1: 26 Main Street Suite 300, Chatham, NJ 07928June 1, 2022 - November 24, 2025
BLAYLOCK VAN, LLC
August 4, 2020 - May 31, 2022
SEAPORT GLOBAL SECURITIES LLC
November 5, 2019 - August 4, 2020
WEALTHSPRING CAPITAL LLC
March 3, 2014 - October 23, 2018
MUFG SECURITIES AMERICAS INC.
December 13, 2012 - March 4, 2014
JANNEY MONTGOMERY SCOTT LLC
April 4, 2012 - December 6, 2012
GLEACHER & COMPANY SECURITIES, INC.
November 8, 2010 - April 3, 2012
MUFG SECURITIES AMERICAS INC.
May 28, 2009 - October 20, 2010
KNIGHT LIBERTAS LLC
June 6, 2005 - May 19, 2008
BARCLAYS CAPITAL INC.
July 27, 1987 - July 1, 1992
MORGAN STANLEY MARKET PRODUCTS INC.
June 30, 1986 - June 14, 2005
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/21/2025)
(11/21/2025)
(11/21/2025)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
R. SEELAUS & CO., LLC
CRD#: 14974 / SEC#: 801-68283, 8-31475
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEELAUS HOLDINGS LLC | OWNER/MEMBER | |
| BRUCIA, JAMES BENEDETTO | CO-HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1281247 |
| GRAVES, LESLIE ANN | CO HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1411769 |
| MITNICK, ANNELIESE NMN | CHIEF EXECUTIVE OFFICER (CEO) | 4862821 |
| MOLCHAN, MAYYA NMN | CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL ( FINOP) | 5865025 |
| MURRAY III, ALBERT QUENTIN | HEAD OF SALES AND TRADING, MUNICIPAL PRINCIPAL (MP) | 1032639 |
| PAJDAK, KAROLINA NMN | CHIEF COMPLIANCE OFFICER (CCO) | 4491899 |
| SEELAUS, BENJAMIN PATRICK | CHIEF OPERATING OFFICER (COO), REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 4621898 |
| SEELAUS, RICHARD PAUL | CHAIRMAN, | 500660 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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