David C. Nixon
Professional summary
David Christopher Nixon is a registered financial professional currently at BLAYLOCK VAN, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1986. David has worked at 10 firms and has passed the Series 65, Series 63, Series 72, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Christopher Nixon's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2022 - Present
BLAYLOCK VAN, LLC
Office #1: 600 Lexington Avenue 3rd Floor, New York, NY 10022August 4, 2020 - May 31, 2022
SEAPORT GLOBAL SECURITIES LLC
November 5, 2019 - August 4, 2020
WEALTHSPRING CAPITAL LLC
March 3, 2014 - October 23, 2018
MUFG SECURITIES AMERICAS INC.
December 13, 2012 - March 4, 2014
JANNEY MONTGOMERY SCOTT LLC
April 4, 2012 - December 6, 2012
GLEACHER & COMPANY SECURITIES, INC.
November 8, 2010 - April 3, 2012
MUFG SECURITIES AMERICAS INC.
May 28, 2009 - October 20, 2010
KNIGHT LIBERTAS LLC
June 6, 2005 - May 19, 2008
BARCLAYS CAPITAL INC.
July 27, 1987 - July 1, 1992
MORGAN STANLEY MARKET PRODUCTS INC.
June 30, 1986 - June 14, 2005
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2022)
(6/1/2022)
(2/1/2023)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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