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KM

Kristen Marinovic

EQUINOX WEALTH MANAGEMENT
Santa Cruz, CA
Some features on this profile are disabled
CRD#: 1473689
KM

Professional summary

Kristen Marinovic, who also goes by Kristen Lee Tibbitts, Kristen Tibbitts, is a registered financial advisor currently at EQUINOX WEALTH MANAGEMENT located in Santa Cruz, California.

Kristen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Kristen has worked at 7 firms and has passed the Series 63, Series 7 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kristen Lee Tibbitts | Kristen Tibbitts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristen Marinovic's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 15, 2019 - Present

EQUINOX WEALTH MANAGEMENT

RIA
CRD#: 299391
Santa Cruz, CA
Past

January 27, 2010 - February 25, 2019

INTEGRAL WEALTH MANAGEMENT

RIA
CRD#: 146569
MODESTO, CA
Past

June 1, 2009 - October 8, 2009

MORGAN STANLEY

RIA
CRD#: 149777
SALINAS, CA
Past

June 1, 2009 - October 8, 2009

MORGAN STANLEY

BD
CRD#: 149777
SALINAS, CA
Past

June 25, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
SALINAS, CA
Past

June 25, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SALINAS, CA
Past

December 15, 1997 - March 1, 2007

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
SOQUEL, CA
Past

January 30, 1996 - March 1, 2007

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
SOQUEL, CA
Past

June 18, 1993 - March 6, 1996

FITZGERALD CAPITAL ADVISERS, LTD.

BD
CRD#: 29789
TETON VILLAGE, WY
Past

December 20, 1988 - April 23, 1991

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Past

March 25, 1987 - April 23, 1991

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

August 28, 1986 - January 31, 1989

BANCTEXAS SECURITIES INC.

BD
CRD#: 17572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/15/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 2/21/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/17/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 1/22/1999
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

EW
EQUINOX WEALTH MANAGEMENT
EQUINOX WEALTH MANAGEMENT | MARINOVIC, KRISTEN L

CRD#: 299391 / SEC#:

California
Registered Investment Advisory firm - (1/15/2019 Approved)
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Contact information

Main Address
Santa Cruz, CA
Mailing Address
Phone number
(831) 475-8442
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts170
AUM (Assets Under Management)$ 72,121,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUINOX WEALTH MANAGEMENT

CRD#: 299391Santa Cruz, CA

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