JB

Jane K. Borden

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CRD#: 1473639
JB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jane K Borden, who also goes by Jane Hope Borden, Jane K Matcha, was a registered financial professional .

Jane is a previously registered financial professional and started their career in finance in 1986. Jane had worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jane Hope Borden | Jane K Matcha

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 1, 2009 - December 31, 2017

PRESTIGE MANAGEMENT INC

RIA
CRD#: 145839
SUGAR LAND, TX
Past

January 2, 2008 - December 31, 2008

PRESTIGE MANAGEMENT INC

RIA
CRD#: 145839
SUGAR LAND, TX
Past

November 10, 1997 - December 31, 1998

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

June 27, 1997 - November 13, 2008

HUCKIN FINANCIAL GROUP, INC.

RIA
CRD#: 8593
HOUSTON, TX
Past

June 20, 1997 - November 13, 2008

HUCKIN FINANCIAL GROUP, INC.

BD
CRD#: 8593
HOUSTON, TX
Past

November 19, 1989 - June 3, 1997

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

January 21, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

March 20, 1986 - October 14, 1986

ASHFORD SECURITIES CORPORATION

BD
CRD#: 14172

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam

Current Firm


PM
PRESTIGE MANAGEMENT INC
PRESTIGE MANAGEMENT INC

CRD#: 145839 / SEC#:

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Contact information


Main Address
Sugar Land, TX
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PRESTIGE MANAGEMENT INC

CRD#: 145839

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