Victor D. Greco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor David Greco, who also goes by VIctor David Dwojacki, was a registered financial advisor .
Victor is a previously registered financial advisor and started their career in finance in 1986. Victor had worked at 13 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2005 - May 6, 2005
AVANTAX INVESTMENT SERVICES, INC.
October 30, 2003 - February 26, 2004
EQUITABLE ADVISORS, LLC
October 28, 2003 - February 26, 2004
EQUITABLE ADVISORS, LLC
July 1, 2003 - October 21, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - October 21, 2003
WELLS FARGO CLEARING SERVICES, LLC
May 17, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 17, 2000 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 10, 1998 - May 18, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 24, 1996 - April 9, 1998
CITICORP INVESTMENT SERVICES
October 13, 1994 - November 21, 1995
SUNPOINT SECURITIES, INC.
August 7, 1991 - October 3, 1994
MURCHISON INVESTMENT BANKERS, INC.
April 22, 1991 - August 5, 1991
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
October 26, 1987 - December 2, 1989
THE INVESTMENT CENTER, INC.
February 18, 1987 - October 26, 1987
ALLIED CAPITAL GROUP, INC.
September 16, 1986 - February 20, 1987
SECURITIES USA, INC.
March 19, 1986 - September 23, 1986
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX INVESTMENT SERVICES, INC.
CRD#: 13686 / SEC#: , 8-29533
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVANTAX WEALTH MANAGEMENT, INC. | SOLE SHAREHOLDER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | GENERAL COUNSEL, SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | PRINCIPAL OPERATIONS OFFICER | 1572778 |
| MACKAY, TODD CHRISTOPHER | DIRECTOR AND VICE PRESIDENT | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER | 5769181 |
| NEARY, JOSEPH DANIEL | DIRECTOR AND VICE PRESIDENT | 2993505 |
| WATTS, ANDREW DAVID | PRESIDENT | 4780880 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
