Arno O. Mayer

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

BOCA RATON, FL 33498

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CRD#: 1473484

Professional summary

Arno Otto Mayer, CFP®, who also goes by A O Mayer, is a registered financial advisor currently at FINANCIAL TRUST ASSET MANAGEMENT CHARTERED located in Boca Raton, Florida.

Arno is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Arno has worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

A O Mayer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FINANCIAL TRUST RESEARCH PARTNERS, LLC. INVESTMENT RESEARCH - CEO- (INVESTMENT RELATED AT RESEARCH LEVEL ONLY) 10055 YAMATO ROAD, SUITE 103, BOCA RATON, FL 33498. CONDUCT MARKET RESEARCH AND WRITE ABOUT IT. START DATE 09/01/2014 MR. MAYER SPENDS LESS THAN 20 HOURS A MONTH AND DEVOTES LESS THAN 10 HOURs DURNING SECURITIES TRADING HOURS TO FINANCIAL TRUST RESEARCH PARTNERS. PROVIDES REVIEW AND GUIDANCE ON INVESTMENT RESEARCH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arno Otto Mayer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

September 25, 1995 - Present

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

Office #1: 10055 Yamato Road Suite 103, Boca Raton, FL 33498

RIA

CRD#: 108998

BOCA RATON, FL

Past

August 5, 2002 - September 29, 2004

STEINBERG GLOBAL ASSET MANAGEMENT LTD

RIA

CRD#: 107522

BOCA RATON, FL

Past

October 4, 1993 - March 30, 1995

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

April 27, 1993 - September 7, 1993

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

December 21, 1992 - March 3, 1993

WM FUND SERVICES, INC.

CRD#: 30763

SEATTLE, WA

Past

August 17, 1990 - October 16, 1991

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

CRD#: 13066

Past

July 12, 1989 - December 14, 1992

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

March 18, 1988 - July 25, 1989

GRIFFIN FINANCIAL SERVICES

CRD#: 10823

Past

March 5, 1987 - February 10, 1988

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

April 25, 1986 - May 6, 1987

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

April 25, 1986 - May 16, 1987

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

FINANCIAL TRUST ASSET MANAGEMENT | HUESTON FINANCIAL SERVICES | FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

CRD#: 108998 / SEC#: 801-132258

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Florida

Registered Investment Advisory firm - (4/7/2025 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (4/7/2025 Terminated)

New York

Registered Investment Advisory firm - (4/7/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (4/24/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/25/1995)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/28/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/1992

General Securities Principal Examination

Current Firm

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

FINANCIAL TRUST ASSET MANAGEMENT | HUESTON FINANCIAL SERVICES | FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

CRD#: 108998 / SEC#: 801-132258

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Florida

Registered Investment Advisory firm - (4/7/2025 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (4/7/2025 Terminated)

New York

Registered Investment Advisory firm - (4/7/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (4/24/2025 Terminated)

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Contact information

Main Address

10055 Yamato Road Suite 103, Boca Raton, FL 33498-6102

Mailing Address

Phone number

(561) 391-8188

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (7/17/2025)

Regulatory assets under management

Total Number of Accounts	416
AUM (Assets Under Management)	$ 115,310,077

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Arno O. Mayer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arno Otto Mayer's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEINBERG GLOBAL ASSET MANAGEMENT LTD

STEPHENS

FUNDS DISTRIBUTOR, LLC

WM FUND SERVICES, INC.

FUNDMARK INVESTMENT COMPANY SERVICES, INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

GRIFFIN FINANCIAL SERVICES

PAMCO SECURITIES AND INSURANCE SERVICES

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

State Registrations and Notice Filings

Exams

Series 63

Date: 6/28/1991

Series 7

Date: 4/19/1986

Series 24

Date: 3/9/1992

Current Firm

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL TRUST ASSET MANAGEMENT CHARTERED

TRUST BUT VERIFY

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