Brandon C. Ortiz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Christopher Ortiz was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 1986. Brandon had worked at 8 firms and has passed the Series 63, SIE, Series 6, Series 26 and Series 51 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2016 - December 7, 2018
P.J. ROBB VARIABLE, LLC
January 21, 2016 - September 8, 2016
INVESTACORP, INC.
October 9, 2013 - December 31, 2015
KESTRA INVESTMENT SERVICES, LLC
January 3, 2013 - July 9, 2013
PRUCO SECURITIES, LLC.
December 21, 2011 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
July 20, 2005 - July 15, 2010
ALLSTATE FINANCIAL SERVICES, LLC
October 2, 1996 - August 21, 1997
MONY SECURITIES CORPORATION
June 8, 1995 - October 17, 1996
1717 CAPITAL MANAGEMENT COMPANY
October 29, 1986 - July 14, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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