Larry W. Bigelow

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CRD#: 1473431

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Willis Bigelow was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1986. Larry had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 27, 2012 - December 31, 2013

LEFAVI WEALTH MANAGEMENT

RIA

CRD#: 104961

SALT LAKE CITY, UT

Past

May 18, 2011 - March 31, 2015

BRUCE A. LEFAVI SECURITIES, INC.

CRD#: 10684

SALT LAKE CITY, UT

Past

February 26, 1997 - March 17, 1998

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

April 15, 1994 - September 22, 1995

BANNER FINANCIAL SERVICES GROUP

CRD#: 22886

ROCKVILLE, MD

Past

October 12, 1993 - April 11, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

November 14, 1991 - January 28, 1992

FBL MARKETING SERVICES, LLC

CRD#: 5309

WEST DES MOINES, IA

Past

September 29, 1989 - June 6, 1991

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

April 23, 1986 - August 7, 1989

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEFAVI WEALTH MANAGEMENT

BRUCE A. LEFAVI ANNUITIES | LEFAVI WEALTH MANAGEMENT, INC. | LEFAVI WEALTH MANAGEMENT | LEFAVI FINANCIAL CENTER

CRD#: 104961 / SEC#: 801-73029

RIA

Registered Investment Advisory firm - (1/17/2012 Approved)

District of Columbia

Registered Investment Advisory firm - (12/31/2004 Terminated)

Florida

Registered Investment Advisory firm - (1/31/2013 Terminated)

Idaho

Registered Investment Advisory firm - (12/31/2023 Terminated)

Utah

Registered Investment Advisory firm - (1/31/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/14/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/23/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/2011

General Securities Representative Examination

Current Firm

LEFAVI WEALTH MANAGEMENT

BRUCE A. LEFAVI ANNUITIES | LEFAVI WEALTH MANAGEMENT, INC. | LEFAVI WEALTH MANAGEMENT | LEFAVI FINANCIAL CENTER

CRD#: 104961 / SEC#: 801-73029

RIA

Registered Investment Advisory firm - (1/17/2012 Approved)

District of Columbia

Registered Investment Advisory firm - (12/31/2004 Terminated)

Florida

Registered Investment Advisory firm - (1/31/2013 Terminated)

Idaho

Registered Investment Advisory firm - (12/31/2023 Terminated)

Utah

Registered Investment Advisory firm - (1/31/2013 Terminated)

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Contact information

Main Address

2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109

Mailing Address

Phone number

(801) 486-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 - DISCLOSURE BROCHURE (3/31/2025)

ADV PART 2A APPENDIX 1 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,565
AUM (Assets Under Management)	$ 438,841,383

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Larry W. Bigelow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LEFAVI WEALTH MANAGEMENT

BRUCE A. LEFAVI SECURITIES, INC.

UNITED SECURITIES ALLIANCE, INC.

BANNER FINANCIAL SERVICES GROUP

TRANSAMERICA FINANCIAL ADVISORS, LLC

FBL MARKETING SERVICES, LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

LEFAVI WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/14/2011

Series 63

Date: 5/23/1986

SIE

Date: 3/31/2015

Series 7

Date: 5/17/2011

Current Firm

LEFAVI WEALTH MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEFAVI WEALTH MANAGEMENT

TRUST BUT VERIFY

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