Lorenzo K. Gantzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lorenzo Keith Gantzer was a registered financial professional .
Lorenzo is a previously registered financial professional and started their career in finance in 1986. Lorenzo had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 1997 - December 31, 2012
ACHIEVE FINANCIAL SOLUTIONS
August 27, 1993 - December 31, 2002
SECURITIES AMERICA, INC.
April 30, 1991 - February 10, 1993
INTESA SANPAOLO IMI SECURITIES CORP.
January 22, 1990 - April 30, 1991
MABON, NUGENT & CO.
March 19, 1986 - January 1, 1990
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACHIEVE FINANCIAL SOLUTIONS
CRD#: 122787 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
