Michael B. Geraty

BAKER TILLY WEALTH MANAGEMENT

INDIANAPOLIS, IN 46240

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CRD#: 1473160

Professional summary

Michael Blaise Geraty, who also goes by Michael Blaisie Geraty, Mike Blaise Geraty, is a registered financial advisor currently at BAKER TILLY WEALTH MANAGEMENT, LLC located in Indianapolis, Indiana.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Blaisie Geraty | Mike Blaise Geraty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BAKER TILLY WEALTH MANAGEMENT, LLC ("BTWM") IS A CONTROLLED SUBSIDIARY OF BAKER TILLY ADVISORY GROUP, LP ("BAKER TILLY"). SALARY AND VARIABLE COMPENSATION (IF APPLICABLE) IS PAID BY BAKER TILLY. 100% OF TIME IS SPENT ON ADVISORY SERVICES WITH BTWM. THERE IS AN EXPENSE SHARING AGREEMENT IN PLACE BETWEEN BTWM & BAKER TILLY WHICH GOVERNS SHARING OF PERSONNEL AND RESOURCES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Blaise Geraty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 23, 2020 - Present

BAKER TILLY WEALTH MANAGEMENT, LLC

Office #1: 8635 Keystone Crossing Ste 300, Indianapolis, IN 46240

RIA

CRD#: 167811

INDIANAPOLIS, IN

Past

August 9, 2019 - December 26, 2020

BAKER TILLY INVESTMENT SERVICES

RIA

CRD#: 300822

INDIANAPOLIS, IN

Past

October 19, 2017 - January 17, 2019

SANCTUARY ADVISORS, LLC

RIA

CRD#: 226606

CHICAGO, IL

Past

April 22, 2015 - January 17, 2019

SANCTUARY SECURITIES, INC.

CRD#: 205

INDIANAPOLIS, IN

Past

February 19, 2013 - July 21, 2014

D.A. DAVIDSON & CO.

CRD#: 199

DENVER, CO

Past

February 4, 2009 - February 19, 2013

CITY SECURITIES CORPORATION

RIA

CRD#: 1459

INDIANAPOLIS, IN

Past

October 1, 2001 - February 19, 2013

CITY SECURITIES CORPORATION

CRD#: 1459

INDIANAPOLIS, IN

Past

July 31, 1997 - September 26, 2001

ARBOR RESEARCH & TRADING, LLC

CRD#: 21313

LAKE BARRINGTON, IL

Past

June 27, 1994 - July 12, 1996

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

Past

May 24, 1993 - June 2, 1994

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 5, 1990 - May 28, 1993

CLAYTON BROWN & ASSOCIATES, INC.

CRD#: 3664

CHICAGO, IL

Past

February 16, 1990 - March 15, 1990

QUADREX SECURITIES CORPORATION

CRD#: 13305

Past

July 11, 1989 - January 30, 1990

CLAYTON BROWN & ASSOCIATES, INC.

CRD#: 3664

CHICAGO, IL

Past

August 3, 1987 - June 5, 1989

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Past

April 25, 1986 - August 10, 1987

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAKER TILLY WEALTH MANAGEMENT, LLC

BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL

CRD#: 167811 / SEC#: 801-119352

RIA

Registered Investment Advisory firm - (8/25/2020 Approved)

Louisiana

Registered Investment Advisory firm - (9/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (9/23/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (9/23/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/11/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/26/1994

General Securities Principal Examination

Current Firm

BAKER TILLY WEALTH MANAGEMENT, LLC

BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL

CRD#: 167811 / SEC#: 801-119352

RIA

Registered Investment Advisory firm - (8/25/2020 Approved)

Louisiana

Registered Investment Advisory firm - (9/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (9/23/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (9/23/2020 Terminated)

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Contact information

Main Address

4807 Innovate Lane, Madison, WI 53718

Mailing Address

Po Box 7398, Madison, WI 53707-7398

Phone number

(833) 761-0673

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	2,165
AUM (Assets Under Management)	$ 4,601,242,128

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/22/2024	Cover Page	Report
09/11/2023	Cover Page	Report
10/04/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael B. Geraty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Blaise Geraty's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAKER TILLY INVESTMENT SERVICES

SANCTUARY ADVISORS, LLC

SANCTUARY SECURITIES, INC.

D.A. DAVIDSON & CO.

CITY SECURITIES CORPORATION

CITY SECURITIES CORPORATION

ARBOR RESEARCH & TRADING, LLC

BANC ONE CAPITAL MARKETS, INC.

WELLS FARGO CLEARING SERVICES, LLC

CLAYTON BROWN & ASSOCIATES, INC.

QUADREX SECURITIES CORPORATION

CLAYTON BROWN & ASSOCIATES, INC.

BLUNT ELLIS & LOEWI INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

BAKER TILLY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2009

Series 63

Date: 7/11/1986

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1986

Series 24

Date: 4/26/1994

Current Firm

BAKER TILLY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BAKER TILLY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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