Allan R. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Richard White III, who also goes by Rick White, was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 1986. Allan had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2003 - May 17, 2023
MINOT CAPITAL, LP
March 25, 1999 - January 2, 2003
NEUBERGER BERMAN MANAGEMENT LLC
December 22, 1998 - December 31, 2002
NEUBERGER BERMAN BD LLC
September 1, 1998 - October 7, 1998
CITIGROUP GLOBAL MARKETS INC.
May 31, 1989 - September 1, 1998
SALOMON BROTHERS INC.
April 23, 1986 - June 3, 1989
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MINOT CAPITAL, LP
CRD#: 126668 / SEC#: 801-73774
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 2,127,226,165 |
Red Flags
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