Julio R. Quintana
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julio Rodrigo Quintana was a registered financial professional .
Julio is a previously registered financial professional and started their career in finance in 1986. Julio had worked at 2 firms and has passed the Series 63 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 1987 - September 9, 1993
KNOX, WALL & COMPANY
March 11, 1986 - January 29, 1987
AIBC INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
KNOX, WALL & COMPANY
CRD#: 6961 / SEC#: , 8-18508
Contact information
Documents
Red Flags
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