Donald E. Wallace

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CRD#: 1471984

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Edward Wallace was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1986. Donald had worked at 17 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. D.H. Hill Advisors, Inc., 1543 Green Oak Place, Suite 100, Kingwood TX 77339, Investment Related, Investment Advisory Services, Investment Advisor Representative, Start Date 5/2017, 30 hours per month during trading hours, offers fee based investment advisor services. 2. D.H. Hill Securities, LLLP, 1543 Green Oak Place, Suite 100, Kingwood TX 77339, Registered Representative, Start Date 5/2017, 30 hours per month during trading hours, offers commission based investment services 1. Money Armour Investments, LLC. dba Money Armour-Investment related. Address: 14201 W. Sunrise Blvd., Suite #203, Fort Lauderdale, FL 33323. Nature of business: Financial Planning, investment advisory services, insurance. Position/Title: President. Start date: June 2020. Number of hours devoted during securities trading hours: 100% of time. Duties: Retirement Planning, investment advisory services, and fixed insurance: Health, Life, variable annuities. 2. Wealth Armour, LLC-Non-Investment related. Address: 14201 W. Sunrise Blvd., Suite #203, Fort Lauderdale, FL 33323. Nature of business: Business entity for operational costs and payroll. Position/Title: Manager. Start date: July 24, 2009. Number of hours devoted during securities trading hours. Duties: Payroll for RIA.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 24, 2017 - October 5, 2023

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

Ft. Lauderdale, FL

Past

May 16, 2017 - May 16, 2017

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

Ft. Lauderdale, FL

Past

May 16, 2017 - October 5, 2023

D.H. HILL SECURITIES, LLLP

CRD#: 41528

Ft. Lauderdale, FL

Past

November 12, 2014 - May 23, 2017

FINANCIAL WEST GROUP

RIA

CRD#: 16668

FORT LAUDERDALE, FL

Past

November 12, 2014 - May 23, 2017

FINANCIAL WEST GROUP

CRD#: 16668

FORT LAUDERDALE, FL

Past

June 14, 2013 - December 11, 2014

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

FT LAUDERDALE, FL

Past

May 31, 2013 - December 11, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FT LAUDERDALE, FL

Past

May 21, 2010 - November 13, 2019

MONEY ARMOUR, INC.

RIA

CRD#: 150687

FORT LAUDERDALE, FL

Past

January 15, 2010 - May 30, 2013

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

FORT LAUDERDALE, FL

Past

January 5, 2010 - May 30, 2013

CENTAURUS FINANCIAL, INC.

CRD#: 30833

FORT LAUDERDALE, FL

Past

October 20, 2009 - January 5, 2010

PLATINUM PLANNING, INC.

RIA

CRD#: 120213

SARASOTA, FL

Past

September 23, 2009 - January 5, 2010

STERLING ENTERPRISES GROUP, INC.

CRD#: 44915

ST. PETERSBURG, FL

Past

March 6, 2008 - September 22, 2009

QA3 FINANCIAL LLC

RIA

CRD#: 104957

SARASOTA, FL

Past

July 12, 2006 - September 22, 2009

QA3 FINANCIAL CORP.

CRD#: 14754

SARASOTA, FL

Past

September 1, 2000 - July 18, 2006

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

SARASOTA, FL

Past

December 2, 1998 - September 21, 2000

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

October 9, 1997 - December 15, 1998

SOUTHERN CAPITAL SECURITIES, INC.

CRD#: 27188

TAMPA, FL

Past

November 19, 1989 - September 25, 1997

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 16, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 20, 1986 - May 20, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/20/2019 Terminated)

California

Registered Investment Advisory firm - (6/19/2019 Terminated)

Colorado

Registered Investment Advisory firm - (5/29/2019 Terminated)

Delaware

Registered Investment Advisory firm - (5/21/2019 Terminated)

Florida

Registered Investment Advisory firm - (5/20/2019 Terminated)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2019 Terminated)

Iowa

Registered Investment Advisory firm - (5/21/2019 Terminated)

Kansas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/14/2011 Terminated)

Louisiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/20/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/20/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (5/28/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/20/2019 Terminated)

New York

Registered Investment Advisory firm - (5/20/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (5/21/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/20/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/20/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (5/20/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Virginia

Registered Investment Advisory firm - (5/22/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2008

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/24/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/20/1992

General Securities Principal Examination

Current Firm

D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/20/2019 Terminated)

California

Registered Investment Advisory firm - (6/19/2019 Terminated)

Colorado

Registered Investment Advisory firm - (5/29/2019 Terminated)

Delaware

Registered Investment Advisory firm - (5/21/2019 Terminated)

Florida

Registered Investment Advisory firm - (5/20/2019 Terminated)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2019 Terminated)

Iowa

Registered Investment Advisory firm - (5/21/2019 Terminated)

Kansas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/14/2011 Terminated)

Louisiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/20/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/20/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (5/28/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/20/2019 Terminated)

New York

Registered Investment Advisory firm - (5/20/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (5/21/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/20/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/20/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (5/20/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Virginia

Registered Investment Advisory firm - (5/22/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/27/2019 Terminated)

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Contact information

Main Address

1543 Green Oak Place Suite 100, Kingwood, TX 77339

Mailing Address

1543 Green Oak Place Suite 100, Kingwood, TX 77339

Phone number

(832) 644-1852

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: APPENDIX 1- D.H. HILL ADVISORS INC, WRAP BROCHURE (3/27/2025)

FORM ADV 2A: D.H. HILL ADVISORS, INC. DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	953
AUM (Assets Under Management)	$ 196,852,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Donald E. Wallace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

D.H. HILL ADVISORS, INC.

D.H. HILL SECURITIES, LLLP

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MONEY ARMOUR, INC.

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

PLATINUM PLANNING, INC.

STERLING ENTERPRISES GROUP, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

UVEST FINANCIAL SERVICES GROUP, INC.

SII INVESTMENTS, INC.

SOUTHERN CAPITAL SECURITIES, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

D.H. HILL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2008

Series 65

Date: 6/24/1999

Series 63

Date: 5/16/1995

SIE

Date: 10/1/2018

Series 7

Date: 3/15/1986

Series 24

Date: 2/20/1992

Current Firm

D.H. HILL ADVISORS, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D.H. HILL ADVISORS, INC.

TRUST BUT VERIFY

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