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RK

Raymond Robert Kripaitis Jr

CRD# 1471956·Registered 1986 - 1997
Barred: Raymond Robert Kripaitis JR was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Raymond Robert Kripaitis JR, who also goes by Ray Kripaitis, was a registered financial advisor. Raymond was a previously registered financial professional and started their career in finance 1986 - 1997. Raymond had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ray Kripaitis

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

DUNWOODY BROKERAGE SERVICES, INC.·CRD# 31183
BD
Atlanta, GA
August 6, 1996 - March 5, 1997
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
December 6, 1991 - April 30, 1996
DONALD & CO. SECURITIES INC.·CRD# 7776
BD
Tinton Falls, NJ
October 22, 1991 - November 12, 1991
CROWN FINANCIAL GROUP, INC.·CRD# 540
BD
Jersey City, NJ
October 10, 1990 - September 27, 1991
PRINCETON FINANCIAL GROUP, INC.·CRD# 14597
BD
June 21, 1990 - November 1, 1990
NETWORK 1 FINANCIAL SECURITIES INC.·CRD# 13577
BD
Red Bank, NJ
July 22, 1988 - July 16, 1990
MONMOUTH INVESTMENTS, INC.·CRD# 14047
BD
May 12, 1986 - July 23, 1988

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Current Firm

DB
DUNWOODY BROKERAGE SERVICES, INC.

DUNWOODY BROKERAGE SERVICES, INC.

CRD#: 31183 / SEC#: 8-45423
BD
Cancelled by SEC on 04/26/2006

Contact Information

Established

Georgia since 12/07/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRONNUM, DWIGHT BENNOSECRETARY703299
HOPKINS, ROBERT LEEPRESIDENT249943

Disclosures

Regulatory Event

1

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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RK
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