Linda J. Brooks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Joy Brooks, who also goes by Linda Joy Cragg, Linda Joy Dalton, was a registered financial advisor .
Linda is a previously registered financial advisor and started their career in finance in 1986. Linda had worked at 13 firms and has passed the Series 66, Series 65, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2010 - December 31, 2012
GLOBAL INVESTMENT ADVISORS, LLC
January 1, 2010 - December 31, 2013
ESSEX SECURITIES LLC
April 26, 2007 - January 1, 2010
INVESTORS CAPITAL CORP.
February 1, 2007 - January 1, 2010
INVESTORS CAPITAL CORP.
August 26, 2004 - February 5, 2007
PACIFIC WEST FINANCIAL CONSULTANTS INC
August 26, 2004 - February 5, 2007
PACIFIC WEST SECURITIES, INC.
July 29, 2003 - September 10, 2004
SENTRA SECURITIES CORPORATION
June 11, 2003 - August 11, 2003
WAMU INVESTMENTS, INC.
April 22, 2003 - August 11, 2003
WAMU INVESTMENTS, INC.
March 7, 2003 - April 7, 2003
CITICORP INVESTMENT SERVICES
February 5, 2003 - April 7, 2003
CITICORP INVESTMENT SERVICES
January 23, 1996 - February 5, 2003
CAL FED INVESTMENTS
August 1, 1991 - February 8, 1996
IFMG SECURITIES, INC.
January 15, 1990 - August 5, 1991
GAF FINANCIAL AND INSURANCE SERVICES
May 21, 1986 - February 2, 1989
GAF FINANCIAL AND INSURANCE SERVICES
April 17, 1986 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
March 19, 1986 - April 25, 1986
PLANNED INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL INVESTMENT ADVISORS, LLC
CRD#: 121442 / SEC#:
Contact information
Red Flags
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