Daniel J. Galli
AMERITAS ADVISORY SERVICES
NORWELL, MA 02061
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CRD#: 1471816
Professional summary
Daniel Joseph Galli, CFP®, who also goes by Dan Galli, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Norwell, Massachusetts and AMERITAS INVESTMENT COMPANY, LLC located in Norwell, Massachusetts.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Daniel has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Galli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * DANIEL J GALLI & ASSOCIATES; SAME AS BRANCH; INV REL; FINANCIAL PLANNING AND INVESTMENT ADVISORY ON A FEE BASIS AS WELL AS SALE OF FINANCIAL PRODUCTS; OWNER; START DATE=09/1986; HRS/MO=240; TRADING HRS/MO=160; FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES AND FINANCIAL PRODUCT SALES * BOSTON UNIVERSITY; COMMONWEALTH AVE, BOSTON MA 02116; NON-INV REL; EDUCATION-CONDUCTING ONLINE EDUCATIONAL WEBINARS TO STUDENTS IN THE CERTIFICATE PROGRAM, UPDATE THE RETIREMENT PLANNING AND EMPLOYEE BENEFITS ONLINE FINANCIAL PLANNING COURSE OFFERED BY BOSTON UNIVERSITY; INSTRUCTOR AND GUEST LECTURER; START DATE=06/2002; HRS/MO=1; TRADING HRS/MO=0; TEACHING CFP CLASSES PERSONALLY AND ONLINE, UPDATING CFP WEBSITE MATERIAL FOR RETIREMENT PLANNING, UPDATING NEW MATERIAL BASED ON CHANGES IN THE REGULATIONS AND LAW * CONDO OWNERSHIP; SAME AS BRANCH; NON-INV REL; PURCHASED CONDO TO HOUSE MY ACTIVITIES AS A REGISTERED REPRESENTATIVE AND INVESTMENT ADVISOR; CONDO OWNER; START DATE=01/2005; HRS/MO=1; TRADING HRS/MO=1; NONE * DJG LONGWATER LLC; 101 LONGWATER CIRCLE SUITE 203, NORWELL, MA 02061; NON-INV REL; START DATE= 3/2022; HRS/MO=2; LLC HOLDING TWO CONDOMINIUMS SUITE 203 USED AS PLACE OF BUSINESS, SUITE 201 AS RENTAL PROPERTY * GOLDMAN SACHS; NON INV REL; 153 CORDAVILLE RD, SOUTHBOROUGH, MA, 01772; EDUCATIONAL WEBINARS; CONTRACTOR; START DATE=03/2000; HRS/MO=4; TRADING HRS/MO=4; PRESENT PROPRIETY EDUCATION WORKSHOPS TO EMPLOYEES OF CORPS THAT CONTRACT WITH GOLDMAN SACHS * Financial Planning Association; 1290 Broadway, Denver CO 80203; non-inv rel; membership organization for financial planners; President-Elect; start date=01/2025; hrs/mo=6; trading hrs/mo=4; manage monthly Board of Director's meetings, meet regularly to steer strategy for the organization, help plan conferences and meetings
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Joseph Galli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 101 Longwater Circle Suite 103, Norwell, MA 02061RIA
CRD#: 317245
NORWELL, MA
Current
June 30, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 101 Longwater Circle Suite 203, Norwell, MA 02061BD
CRD#: 14869
Norwell, MA
Past
October 18, 2007 - February 12, 2008
PFE ADVISORS, INC.
RIA
CRD#: 144798
SOUTHBOROUGH, MA
Past
June 30, 2006 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
June 13, 2003 - June 30, 2006
CARILLON INVESTMENTS, INC.
RIA
CRD#: 14646
NORWELL, MA
Past
May 29, 2003 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
NORWELL, MA
Past
April 5, 2003 - October 16, 2007
PFE ADVISORS, LLC
RIA
CRD#: 129393
SOUTHBOROUGH, MA
Past
April 3, 2002 - June 2, 2003
THE ADVISORS GROUP, INC.
RIA
CRD#: 14035
ROCKLAND, MA
Past
June 3, 1996 - June 2, 2003
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
December 16, 1989 - May 8, 1990
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
July 30, 1987 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
BD
CRD#: 524
Past
June 30, 1987 - May 31, 1996
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CINCINNATI, OH
Past
March 19, 1986 - June 18, 1987
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/21/2019)
RR
California(6/30/2006)
RR
Connecticut(6/30/2006)
RR
Delaware(7/23/2021)
RR
Florida(6/30/2006)
RR
Georgia(4/5/2012)
RR
Indiana(7/2/2013)
RR
Kansas(11/13/2017)
RR
Maine(6/30/2006)
RR
Maryland(7/2/2009)
RR
Massachusetts(6/30/2006)
IAR
Massachusetts(11/1/2021)
RR
Michigan(4/23/2007)
RR
New Hampshire(6/30/2006)
RR
New Jersey(8/18/2015)
RR
New Mexico(8/13/2019)
RR
New York(6/30/2006)
RR
Ohio(4/14/2024)
RR
Oregon(6/30/2006)
RR
Pennsylvania(2/29/2008)
RR
Rhode Island(6/30/2006)
RR
South Carolina(2/21/2020)
RR
Texas(1/16/2008)
IAR
Texas(11/1/2021)
RR
Vermont(4/13/2016)
RR
Virginia(2/25/2010)
RR
Washington(6/30/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Norwell, MA 02061TRUST BUT VERIFY
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