Avram Y. Katz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Avram Yitzchak Katz was a registered financial professional .
Avram is a previously registered financial professional and started their career in finance in 1986. Avram had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2006 - May 1, 2025
AVRAM Y.KATZ INVESTMENT ADVISORY SERVICES
February 28, 1996 - July 13, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
January 27, 1995 - July 14, 1995
THE HOUSE OF SECURITIES COMPANY
December 16, 1991 - November 9, 1993
GUARDIAN INVESTOR SERVICES LLC
March 20, 1986 - March 6, 1989
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
AVRAM Y.KATZ INVESTMENT ADVISORY SERVICES
CRD#: 128933 / SEC#:
Contact information
Red Flags
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