Lena M. Stinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lena Marie Stinson, who also goes by Len Marie Stinson, was a registered financial professional .
Lena is a previously registered financial professional and started their career in finance in 1986. Lena had worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 3, Series 15, Series 5, Series 7, Series 4, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2011 - December 31, 2013
NORTHEAST SECURITIES, LLC
April 21, 2009 - February 21, 2024
CAMDEN WEALTH ADVISORS LLC
June 7, 1996 - April 1, 2009
STANFORD GROUP COMPANY
June 7, 1996 - April 1, 2009
STANFORD GROUP COMPANY
March 20, 1986 - June 11, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/14/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 12/1/1986
Foreign Currency Options ExaminationSeries 5
Date: 12/1/1986
Interest Rate Options ExaminationSeries 8
Date: 11/6/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NORTHEAST SECURITIES, LLC
CRD#: 25996 / SEC#: , 8-42227
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO FINANCIAL SERVICES, LLC | SHAREHOLDER | |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| DIAMANTIS, JOHN M | CHAIRMAN | 1310200 |
| DUFFY, PAUL EDWARD | PRESIDENT | 2227111 |
| O'ROURKE, CHARLES MICHAEL | SECRETARY | 733917 |
| STICE, HAROLD EUGENE | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, ROSFP | 1349210 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
