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Christopher Kelly Schneeman

CRD# 1471731·Registered 1986 - 2024
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Kelly Schneeman was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1986 - 2024. Christopher had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

PENSIONMARK SECURITIES, LLC·CRD# 283952
BD
Bloomington, MN
September 1, 2017 - May 29, 2024
CAPFINANCIAL SECURITIES, LLC.·CRD# 126291
BD
St. Paul, MN
June 16, 2015 - September 1, 2017
WORLD INVESTMENT ADVISORS, LLC·CRD# 208512
RIA
Bloomington, MN
June 10, 2015 - May 29, 2024
INDEPENDENT FINANCIAL PARTNERS·CRD# 125112
RIA
St. Paul, MN
September 11, 2014 - June 11, 2015
LPL FINANCIAL LLC·CRD# 6413
BD
Saint Paul, MN
September 5, 2014 - June 5, 2015
FINANCIAL TELESIS INC·CRD# 31012
RIA
St Paul, MN
August 20, 2012 - September 9, 2014
FINANCIAL TELESIS INC·CRD# 31012
BD
St Paul, MN
October 1, 2010 - September 9, 2014
NRP FINANCIAL, INC.·CRD# 103717
BD
St Paul, MN
October 30, 2006 - October 1, 2010
CANTELLA & CO., INC.·CRD# 13905
BD
St. Paul, MN
October 10, 2005 - October 30, 2006
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Rockville, MD
February 4, 2004 - October 10, 2005
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Des Moines, IA
May 21, 1986 - February 17, 2004

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Current Firm

PS
PENSIONMARK SECURITIES, LLC

PENSIONMARK SECURITIES, LLC | PFG SECURITIES, LLC. | PENSIONMARK SECURITIES, LLC.

CRD#: 283952 / SEC#: 8-69773
BD
Terminated by SEC on 01/04/2026

Contact Information

Established

Delaware since 04/22/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
WORLD INVESTMENT ADVISORS, LLCOWNER208512
TOOLE, BARRY PCCO3142901

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SevenHills Cleveland Benefit Partners; Non-Investment Related; 7900 International Drive Suite 990, Bloomington, MN 55425; Employee Benefits Agency; CEO; 1/1/2018; 20 hours per month; 20 hours during trading hours; Manage contracts, revenues and expenses. Benefits business only. 2. United Benefit Partners; Non-Investment Related; 20 N Upper Wacker Drive, Chicago, IL 60606; Independently owned Employee Benefits Agencies collaborating together by associating together via commonly owned national agency called UBA; Member; 8/1/2009; 4 hours per month; 3 hours during trading hours; Participate in programs offered. 3. Sevenhills Pensionmark Advisors; Investment Related; 7900 International Drive Suite 990, Bloomington, MN 55425; Registered Investment Adviser; Advisor; 4/4/2022; 20 hours per month; 20 hours during trading hours; Lead a team that assists employers design and manage employer sponsored Retirement Plans. 4. Sevenhills Partners, Inc. dba Sevenhills Benefit Partners; Non-Investment Related; 7900 International Drive Suite 990, Bloomington, MN 55425; Independent employee benefits insurance agency assisting employers with group insurance and other products that help employers attract and retain employees; President; 4/4/2022; 160 hours per month; 160 hours during trading hours; 100% owner of Sevenhills Partners Inc. and I provide leadership and all of the usual functions of a benefits advsior.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1986About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 2006About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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