AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
VL

Vicki M. Lawson

THRIVENT INVESTMENT MANAGEMENT
MINNEAPOLIS, MN 55415
Some features on this profile are disabled
CRD#: 1471712
VL
Vicki Munnerlyn LawsonTHRIVENT INVESTMENT MANAGEMENT

Professional summary

Vicki Munnerlyn Lawson, who also goes by VIcki Munnerlyn Huggins, I, Vicki Munnerlyn Young, is a registered financial professional currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Minneapolis, Minnesota.

Vicki is registered as a RR (Registered Representative) and started their career in finance in 1989. Vicki has worked at 9 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 53 and Series 24 exams.

Aliases

Vicki Munnerlyn Huggins | I | Vicki Munnerlyn Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vicki Munnerlyn Lawson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 13, 2026 - Present

THRIVENT INVESTMENT MANAGEMENT INC.

Office #1: 600 Portland Ave S, Minneapolis, MN 55415
RIA
BD
CRD#: 18387
MINNEAPOLIS, MN
Past

August 12, 2014 - March 31, 2025

SILVER OAK SECURITIES, INCORPORATED

BD
CRD#: 46947
JACKSON, TN
Past

January 18, 2010 - August 17, 2012

ENERECAP PARTNERS, LLC

BD
CRD#: 26554
MEMPHIS, TN
Past

October 31, 2002 - February 26, 2008

FTN EQUITY CAPITAL MARKETS CORP.

BD
CRD#: 119625
MEMPHIS, TN
Past

May 22, 2001 - February 26, 2008

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MEMPHIS, TN
Past

July 18, 1994 - August 24, 2000

BOLTON FINANCIAL SERVICES, LLC

BD
CRD#: 10339
MEMPHIS, TN
Past

April 8, 1993 - April 26, 1994

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
COLUMBUS, OH
Past

September 27, 1991 - March 25, 1993

STEPHENS

BD
CRD#: 3496
LITTLE ROCK, AR
Past

July 15, 1991 - October 4, 1991

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

July 18, 1989 - June 18, 1991

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525

RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(7/13/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/4/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/25/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 10/10/1995
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/15/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/5/2002
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/28/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525

RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Loading...

Contact information

Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

THRIVENT INVESTMENT MANAGEMENT INC MANAGED ACCOUNTS PROGRAM (2/11/2026)
THRIVENT INVESTMENT MANAGEMENT INC. DEDICATED PLANNING SERVICES (12/12/2025)
THRIVENT INVESTMENT MANAGEMENT INC. ADVISORFLEX MANAGED VARIABLE ANNUITY PROGRAM (6/30/2025)

Direct owners and executive officers

NamePositionCRD#
THRIVENT FINANCIAL HOLDINGS, INC.OWNER
BIRR, THOMAS JOHNVICE PRESIDENT4148092
BOUSU, CALEB ANTHONYDIRECTOR7877353
CECERE, NICHOLAS MDIRECTOR1513551
GILCHRIST, TONIA NICOLE JAMESCHIEF LEGAL OFFICER & SECRETARY4777233
GOLIS, ANDREA CORINCHIEF COMPLIANCE OFFICER1401462
JOHNSON, ARIKA VIKTORIADIRECTOR5580869
JOHNSTON, PAUL ROBERTSDIRECTOR2065882
KLOSTER, DAVID JACOBPRESIDENT2523240
NORGARD, ANDREW DYLANTREASURER6868385

Regulatory assets under management

Total Number of Accounts48,940
AUM (Assets Under Management)$ 17,499,525,490

Disclosures

Regulatory Event8

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/22/2026
Cover Page
Report
10/21/2024
Cover Page
Report
01/25/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387Minneapolis, MN 55415

TRUST BUT VERIFY

Monitor Vicki Lawson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Chad Jonathan Rusten
Chad RustenAdvisorCheck Check Mark
ELEMENT SQUARED PRIVATE WEALTH
IAR
MINNEAPOLIS, MN
SS
Steven SchmidtAdvisorCheck Check Mark
LPL ENTERPRISE, LLC
IAR
RR
ST LOUIS PARK, MN
Michael Lee Erpenbach
Michael ErpenbachAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
LAKE ELMO, MN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.