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RG

Robert Ashley Glah

CRD# 1471607·Registered 1986 - 2017
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Ashley Glah, who also goes by Bob Glah, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1986 - 2017. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Glah

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

RYAN INVESTMENTS·CRD# 115755
RIA
Aspen, CO
July 8, 2014 - December 15, 2017
FIG PARTNERS, LLC·CRD# 41554
RIA
Aspen, CO
September 9, 2008 - July 1, 2014
FIG PARTNERS, LLC·CRD# 41554
BD
Aspen, CO
July 9, 2008 - July 1, 2014
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Aspen, CO
March 22, 2001 - July 8, 2008
WELLS FARGO BROKERAGE SERVICES, L.L.C.·CRD# 16100
BD
Minneapolis, MN
December 17, 2000 - December 31, 2002
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
Aspen, CO
December 13, 2000 - July 8, 2008
WELLS FARGO SECURITIES INC.·CRD# 17438
BD
San Francisco, CA
September 21, 1999 - May 7, 2001
WELLS FARGO BROKERAGE SERVICES, L.L.C.·CRD# 16100
BD
Minneapolis, MN
July 12, 1993 - December 13, 2000
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
April 29, 1992 - July 20, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
June 19, 1990 - November 21, 1991
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
March 19, 1986 - June 27, 1988

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Current Firm

RI
RYAN INVESTMENTS

RYAN INVESTMENT MANAGEMENT, INC. | RYAN INVESTMENTS

CRD#: 115755 / SEC#: 801-60589
RIA
Registered Investment Advisory firm - SEC (3/14/2003 Approved)
Colorado
Registered Investment Advisory firm - Colorado (11/8/2010 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

22860 Two Rivers Road Suite 200, Basalt, CO 81621

Phone Number

(970) 429-1100

# of Employees

6

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RYAN INVESTMENT MANAGEMENT ADV PART 2B (7/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

383

AUM (Assets Under Management)

$272,033,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RYAN INVESTMENTS

RYAN INVESTMENT MANAGEMENT, INC. | RYAN INVESTMENTS

CRD#: 115755 / SEC#: 801-60589
RIA
Registered Investment Advisory firm - SEC (3/14/2003 Approved)
Colorado
Registered Investment Advisory firm - Colorado (11/8/2010 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1986About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jun 2003About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jun 2003About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed May 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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