Robert A. Glah

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CRD#: 1471607

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Ashley Glah, who also goes by Bob Glah, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Glah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 8, 2014 - December 15, 2017

RYAN INVESTMENTS

RIA

CRD#: 115755

ASPEN, CO

Past

September 9, 2008 - July 1, 2014

FIG PARTNERS, LLC

RIA

CRD#: 41554

ASPEN, CO

Past

July 9, 2008 - July 1, 2014

FIG PARTNERS, LLC

CRD#: 41554

ASPEN, CO

Past

March 22, 2001 - July 8, 2008

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

ASPEN, CO

Past

December 17, 2000 - December 31, 2002

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

December 13, 2000 - July 8, 2008

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

ASPEN, CO

Past

September 21, 1999 - May 7, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

July 12, 1993 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

April 29, 1992 - July 20, 1993

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

June 19, 1990 - November 21, 1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 19, 1986 - June 27, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RYAN INVESTMENTS

RYAN INVESTMENT MANAGEMENT, INC. | RYAN INVESTMENTS

CRD#: 115755 / SEC#: 801-60589

RIA

Registered Investment Advisory firm - (3/14/2003 Approved)

Colorado

Registered Investment Advisory firm - (11/8/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/9/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/9/2003

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/1996

General Securities Principal Examination

Current Firm

RYAN INVESTMENTS

RYAN INVESTMENT MANAGEMENT, INC. | RYAN INVESTMENTS

CRD#: 115755 / SEC#: 801-60589

RIA

Registered Investment Advisory firm - (3/14/2003 Approved)

Colorado

Registered Investment Advisory firm - (11/8/2010 Terminated)

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Contact information

Main Address

22860 Two Rivers Road Suite 200, Basalt, CO 81621

Mailing Address

Phone number

(970) 429-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RYAN INVESTMENT MANAGEMENT ADV PART 2B (7/8/2025)

RYAN INVESTMENT MANAGEMENT ADV PART 2 (7/8/2025)

Regulatory assets under management

Total Number of Accounts	330
AUM (Assets Under Management)	$ 208,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert A. Glah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIG PARTNERS, LLC

FIG PARTNERS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CITICORP INVESTMENT SERVICES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

RYAN INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/1999

Series 63

Date: 3/26/1986

Series 7

Date: 3/15/1986

Series 10

Date: 6/9/2003

Series 9

Date: 6/9/2003

Series 24

Date: 5/24/1996

Current Firm

RYAN INVESTMENTS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RYAN INVESTMENTS

TRUST BUT VERIFY

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