NL
Nancy J. Laug-sholin
KEYSTONE FINANCIAL SERVICES
Omaha, NE 68114
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CRD#: 1471463
NL
Professional summary
Nancy Jean Laug-sholin, who also goes by Nancy J Laug, Nancy Jean Laugsholin, is a registered financial advisor currently at KEYSTONE FINANCIAL SERVICES, LLC located in Omaha, Nebraska and PRIVATE CLIENT SERVICES, LLC located in Omaha, Nebraska.
Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Nancy has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nancy J Laug | Nancy Jean Laugsholin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ASPIRING EAGLES LLC. 9802 NICHOLAS STREET, #315, OMAHA, NE 68114. RENTAL OF BUSINESS OFFICE. PARTIAL OWNER OF PROPERTY AND KEEP BUSINESS ACCOUNTING AND MAINTENANCE OF THE PROPERTY. 8 HRS/MO; 0 DURING TRADING HRS.
2) INSURANCE. 9802 NICHOLAS STREET, OMAHA, NE 68114. WE SELL LIFE INSURANCE, LONG TERM CARE AND DISABILITY INSURANCE TO OUR CLIENTS. AGENT- SELLING AND SERVICING POLICIES. 3 HRS/MO; 0 DURING TRADING HRS.
3) MOONSTONE POINT LLC. 576 MOONSTONE ROAD, BRECKENRIDGE, CO. SHORT TERM RENTAL PROPERTY. PARTIAL OWNER- ACCOUNTANT AND MAINTENANCE. 10 HRS/MO; 0 DURING TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Jean Laug-sholin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2020 - Present
KEYSTONE FINANCIAL SERVICES, LLC
Office #1: 9802 Nicholas Street Suite 315a, Omaha, NE 68114RIA
CRD#: 308397
Omaha, NE
Current
June 30, 2020 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 9802 Nicholas St Suite 315a, Omaha, NE 68114RIA
BD
CRD#: 120222
Omaha, NE
Past
November 9, 2007 - June 30, 2020
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
OMAHA, NE
Past
January 2, 1997 - June 30, 2020
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
OMAHA, NE
Past
March 23, 1990 - December 31, 1996
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
March 18, 1986 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
BD
CRD#: 60
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEYSTONE FINANCIAL SERVICES, LLC
KEYSTONE FINANCIAL SERVICES, LLC
CRD#: 308397 / SEC#: 801-120787
RIA
Registered Investment Advisory firm - (4/14/2021 Approved)Nebraska
Registered Investment Advisory firm - (6/7/2021 Terminated)Texas
Registered Investment Advisory firm - (6/7/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/12/2025)
RR
Arizona(6/30/2020)
RR
California(6/30/2020)
RR
Colorado(6/30/2020)
RR
Florida(6/30/2020)
IAR
Florida(6/21/2021)
RR
Georgia(6/30/2020)
RR
Idaho(6/30/2020)
RR
Illinois(6/30/2020)
RR
Iowa(6/30/2020)
RR
Kansas(6/30/2020)
RR
Massachusetts(1/3/2023)
RR
Michigan(6/30/2020)
RR
Minnesota(6/30/2020)
RR
Missouri(6/30/2020)
IAR
Nebraska(6/5/2020)
RR
Nebraska(6/30/2020)
RR
Nevada(6/30/2020)
RR
North Carolina(4/12/2023)
RR
Pennsylvania(6/30/2020)
RR
South Dakota(6/30/2020)
RR
Tennessee(6/30/2020)
IAR
Texas(10/26/2020)
RR
Texas(7/30/2025)
RR
Wisconsin(11/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KEYSTONE FINANCIAL SERVICES, LLC
KEYSTONE FINANCIAL SERVICES, LLC
CRD#: 308397 / SEC#: 801-120787
RIA
Registered Investment Advisory firm - (4/14/2021 Approved)Nebraska
Registered Investment Advisory firm - (6/7/2021 Terminated)Texas
Registered Investment Advisory firm - (6/7/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9802 Nicholas Street Suite 315a, Omaha, NE 68114
Mailing Address
Phone number
(402) 392-1212
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,530 |
| AUM (Assets Under Management) | $ 192,794,638 |
Red Flags
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Company Information
KEYSTONE FINANCIAL SERVICES, LLC
CRD#: 308397Omaha, NE 68114TRUST BUT VERIFY
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Contact information
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