William Bruce Trusty
Professional Summary
William Bruce Trusty is a registered financial advisor currently at MAG CAP located in Ridgeland, Mississippi and LEVEL FOUR FINANCIAL, LLC located in Ridgeland, Mississippi. William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. William has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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RAYMOND JAMES & ASSOCIATES, INC.
Contact Information
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RAYMOND JAMES & ASSOCIATES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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RAYMOND JAMES & ASSOCIATES, INC.
Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
ATALA FINANCIAL | MILESTONE INVESTMENT GROUP | MAGNOLIA CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL ADVISORS LLC | MAGNOLIA CAPITAL ADVISORS D/B/A MAG CAP | MAG CAP ADVISORS | MAG CAP
Contact Information
Main Address
1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157Phone Number
(601) 362-5872# of Employees
18SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,324AUM (Assets Under Management)
$1,691,479,335Similar Advisors
RAYMOND JAMES & ASSOCIATES, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
ATALA FINANCIAL | MILESTONE INVESTMENT GROUP | MAGNOLIA CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL ADVISORS LLC | MAGNOLIA CAPITAL ADVISORS D/B/A MAG CAP | MAG CAP ADVISORS | MAG CAP
State Registrations and Notice Filings
(4/2/2021)
(4/2/2021)
(4/2/2021)
(4/2/2021)
(4/2/2021)
(4/5/2021)
(4/2/2021)
(5/22/2025)
(1/2/2025)
(6/10/2025)
(4/5/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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RAYMOND JAMES & ASSOCIATES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view William Bruce Trusty's CRS (Customer Relationship Summary).
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RAYMOND JAMES & ASSOCIATES, INC.
