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JC

James M. Clark

BELLEAIR ASSET MANAGEMENT
Belleair Bluffs, FL 33770
Some features on this profile are disabled
CRD#: 1471379
JC

Professional summary

James Milton Clark, who also goes by Jim Clark, is a registered financial advisor currently at BELLEAIR ASSET MANAGEMENT, LLC located in Belleair Bluffs, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jim Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-BELLEAIR TAX CONSULTANTS; NOT INVESTMENT RELATED; 261 INDIAN ROCKS RD N, BELLEAIR BLUFFS, FL 33770; INCOME TAX PREPARATION/PLANNING; PRESIDENT AND 100% OWNER BEGINNING 10/2017; PRIMARILY OPERATED DURING TAX SEASON 2/1-4/15 DURING WHICH APPROX 30 HOURS PER WEEK SPENT INCLUDING 20 HRS PER WEEK DURING SECURITIES TRADING HOURS. 2) ROTARY CLUB OF CLEARWATER CHARITIES, INC.; NON-INVESTMENT RELATED; ONE COUNTRY CLUB LANE, BELLEAIR, FL 33756; TREASURER; BEGINNING JANUARY 2019; DEVOTES 5-10 HOURS PER MONTH TO THIS POSITION MOST OF WHICH ARE NOT DURING SECURITIES TRADING HOURS. DUTIES INCLUDE RECONCILING BANK STATEMENTS, ISSUING BOARD AUTHORIZED CHECKS TO CHARITIES, REPORTING FINANCIAL INFORMATION TO BOARD. POSITION IS UNPAID.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Milton Clark's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2018 - Present

BELLEAIR ASSET MANAGEMENT, LLC

Office #1: 259 Indian Rocks Road North, Belleair Bluffs, FL 33770
RIA
CRD#: 290882
Belleair Bluffs, FL
Past

May 23, 2013 - December 31, 2017

INVESTMENT PLANNERS, INC.

BD
CRD#: 18557
BELLEAIR BLUFFS, FL
Past

May 8, 2013 - December 31, 2017

IPI WEALTH MANAGEMENT, INC.

RIA
CRD#: 111872
BELLEAIR BLUFFS, FL
Past

March 29, 2006 - September 26, 2013

BELLEAIR ASSET MANAGEMENT, INC

RIA
CRD#: 138961
BELLEAIR BLUFFS, FL
Past

July 22, 1987 - September 26, 2013

DOWNSTATE SECURITIES GROUP, INC.

BD
CRD#: 8686
BELLEAIR BLUFFS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BELLEAIR ASSET MANAGEMENT, LLC
BELLEAIR ASSET MANAGEMENT, LLC

CRD#: 290882 / SEC#: 801-112148

RIA
Registered Investment Advisory firm - (12/8/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/9/2018)
IAR
Texas
(11/30/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/10/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/10/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/3/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/18/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/7/2009
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/6/1994
General Securities Principal Examination

Current Firm

BA
BELLEAIR ASSET MANAGEMENT, LLC
BELLEAIR ASSET MANAGEMENT, LLC

CRD#: 290882 / SEC#: 801-112148

RIA
Registered Investment Advisory firm - (12/8/2017 Approved)
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Contact information

Main Address
259 Indian Rocks Road North, Belleair Bluffs, FL 33770
Mailing Address
Phone number
(727) 586-3541
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BELLEAIR ASSET MANAGEMENT LLC FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts346
AUM (Assets Under Management)$ 205,383,589

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BELLEAIR ASSET MANAGEMENT, LLC

CRD#: 290882Belleair Bluffs, FL 33770

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Contact information

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