David B. Levine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Bernard Levine was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2013 - September 20, 2018
WORLD CHOICE SECURITIES, INC.
July 25, 2008 - August 28, 2013
NEWPORT COAST SECURITIES, INC.
September 7, 2007 - April 18, 2008
NEWBRIDGE SECURITIES CORPORATION
May 25, 2004 - July 18, 2007
BROOKSTREET SECURITIES CORPORATION
January 4, 1988 - May 24, 2004
MAIN STREET MANAGEMENT COMPANY
November 6, 1987 - January 28, 1988
CARILLON INVESTMENTS, INC.
April 23, 1986 - February 3, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD CHOICE SECURITIES, INC.
CRD#: 30933 / SEC#: , 8-45235
Contact information
FINRA licenses (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 24,955,000 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
