Robert G. Gensior
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert G Gensior, who also goes by Robert Gary Gensior, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2015 - December 31, 2018
GRADIENT ADVISORS, LLC
June 24, 2015 - October 9, 2015
SG SECURITIES, LLC
July 15, 2014 - June 19, 2015
NATIONAL PLANNING CORPORATION
April 26, 1990 - July 25, 1995
SANFORD C. BERNSTEIN & CO., INC.
June 12, 1987 - November 30, 1989
PRUDENTIAL EQUITY GROUP, LLC
March 19, 1986 - June 13, 1986
WAKEFIELD FINANCIAL CORPORATION
Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
