Anthony J. Garcia

APOLLON WEALTH MANAGEMENT

Miami Beach, FL 33139

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CRD#: 1471037

Professional summary

Anthony Jacob Garcia, who also goes by Anthony J Garcia, Anthony Jacob Garcia, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Miami Beach, Florida.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Anthony has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony J Garcia | Anthony Jacob Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GARCIA ASSET MGMT, LLC 1691 MICHIGAN AVENUE, SUITE 310, MIAMI BEACH, FL 33139 [for tax purposes/write offs for his business] - LLC FOR SECURITIES BUSINESS EXPENSES - 100% OWNER SINCE 7/2012 - APPROX 40 HRS/MO - NO COMPENSATION. 2) INDEPENDENT INSURANCE AGENT; SAME LOCATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Jacob Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2021 - Present

APOLLON WEALTH MANAGEMENT, LLC

Office #1: 1601 Washington Ave, Suite 320, Miami Beach, FL 33139

RIA

CRD#: 291902

Miami Beach, FL

Past

June 24, 2016 - December 31, 2020

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Miami Beach, FL

Past

January 25, 2016 - March 30, 2021

BLUE CHIP WEALTH MANAGEMENT, INC.

RIA

CRD#: 281083

Miami Beach, FL

Past

October 16, 2015 - July 7, 2016

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

MIAMI BEACH, FL

Past

September 23, 2015 - May 25, 2016

DANIEL WEALTH ADVISORS

RIA

CRD#: 150382

Miami Beach, FL

Past

June 7, 2013 - October 16, 2015

MUTUAL SECURITIES, INC.

CRD#: 13092

MIAMI, FL

Past

March 1, 2012 - November 19, 2015

PLATINUM WEALTH PARTNERS

RIA

CRD#: 145507

TAMPA, FL

Past

February 14, 2012 - May 15, 2013

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

MIAMI, FL

Past

June 1, 2009 - February 8, 2012

MORGAN STANLEY

RIA

CRD#: 149777

MIAMI BEACH, FL

Past

June 1, 2009 - February 8, 2012

MORGAN STANLEY

CRD#: 149777

MIAMI BEACH, FL

Past

September 25, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MIAMI BEACH, FL

Past

September 1, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MIAMI BEACH, FL

Past

March 31, 1999 - September 5, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MIAMI, FL

Past

March 31, 1999 - September 5, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

MIAMI, FL

Past

May 28, 1987 - April 6, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 19, 1986 - December 15, 1986

LITWIN SECURITIES INC.

CRD#: 10060

Past

March 19, 1986 - April 11, 1986

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON WEALTH MANAGEMENT, LLC - PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	20,798
AUM (Assets Under Management)	$ 7,720,756,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony J. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Jacob Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

BLUE CHIP WEALTH MANAGEMENT, INC.

INTERNATIONAL ASSETS ADVISORY, LLC

DANIEL WEALTH ADVISORS

MUTUAL SECURITIES, INC.

PLATINUM WEALTH PARTNERS

LASALLE ST SECURITIES, L.L.C.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LITWIN SECURITIES INC.

THOMSON MCKINNON SECURITIES INC.

Primary Firm SEC Registration

APOLLON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/1996

Series 63

Date: 4/1/1986

SIE

Date: 10/1/2018

Series 7

Date: 3/15/1986

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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