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George Francis Mucci Iii

CRD# 1470970·Registered 1986 - 1997
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Francis Mucci III was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1986 - 1997. George had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

VALLEY FORGE SECURITIES, INC .·CRD# 20892
BD
Rosemont, PA
October 20, 1993 - April 22, 1997
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
November 8, 1989 - November 5, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
September 9, 1988 - November 16, 1989
HIBBARD BROWN & CO., INC.·CRD# 18246
BD
New York, NY
May 24, 1988 - September 14, 1988
SHERWOOD CAPITAL, INC.·CRD# 10474
BD
February 2, 1987 - May 31, 1988
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
April 15, 1986 - January 31, 1987

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Current Firm

VF
VALLEY FORGE SECURITIES, INC .

BRYN MAWR INVESTMENT GROUP, INC. | VALLEY FORGE SECURITIES, INC . | VALLEY FORGE SECURITIES, INC

CRD#: 20892 / SEC#: 8-38587
BD
Terminated by SEC on 03/03/2002

Contact Information

Established

Pennsylvania since 08/18/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRIAR CREEK INVESTMENTS L.L.C.STOCKHOLDER—
LABELLA, TONINO GAETANOCHAIRMAN/CEO—
GM FINANCIAL CORP.STOCKHOLDER—
KESSLER, THOMAS RALPHDIRECTOR4183486
WALSH, MICHAEL JOSEPHPRESIDENT458066

Disclosures

Regulatory Event

8

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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