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SM

Scot L. Morris

Z3 CAPITAL PARTNERS | Branch Owner
RICHMOND, VA 23230
Some features on this profile are disabled
CRD#: 1470835
SM

Professional summary

Scot Lee Morris, who also goes by Scot Morris, is a registered financial advisor currently at Z3 CAPITAL PARTNERS located in Richmond, Virginia.

Scot is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Scot has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Scot Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business: Mid Century Morris Address: 9901 Kingsbridge Rd, Henrico, VA, 23238, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 12/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wife's vintage furniture company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scot Lee Morris's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 2025 - Present

Z3 CAPITAL PARTNERS

Office #1: 1739 Kelly Road, Richmond, VA 23230
RIA
CRD#: 336791
RICHMOND, VA
Past

December 1, 2017 - August 1, 2025

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Richmond, VA
Past

December 1, 2017 - August 1, 2025

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Richmond, VA
Past

December 3, 2010 - December 13, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
RICHMOND, VA
Past

December 3, 2010 - December 13, 2017

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
RICHMOND, VA
Past

May 1, 2002 - December 9, 2010

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
RICHMOND, VA
Past

March 9, 2002 - December 9, 2010

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
RICHMOND, VA
Past

March 28, 2001 - March 9, 2002

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

September 23, 1986 - March 28, 2001

BRANCH, CABELL & CO., INC.

BD
CRD#: 6820
RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(8/4/2025)
IAR
Virginia
(8/4/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/16/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/11/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/17/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/21/1996
General Securities Principal Examination

Current Firm

ZC
Z3 CAPITAL PARTNERS
Z3 CAPITAL PARTNERS | Z3 CAPITAL PARTNERS, LLC

CRD#: 336791 / SEC#: 801-133810

RIA
Registered Investment Advisory firm - (7/16/2025 120-Day Approval)
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Contact information

Main Address
1739 Kelly Road, Richmond, VA 23230
Mailing Address
Phone number
(804) 256-1770
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

Z3 CAPITAL PARTNERS ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE 5-2025 (6/3/2025)
Z3 CAPITAL PARTNERS ADV PART 2A 5-2025 (6/3/2025)

Regulatory assets under management

Total Number of Accounts985
AUM (Assets Under Management)$ 491,295,700

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

Z3 CAPITAL PARTNERS

Branch OwnerCRD#: 336791Richmond, VA 23230

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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