Mary K. Quinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Kaiulani Quinn, who also goes by Mary Quinn, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1988. Mary had worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2006 - November 21, 2012
SUMMIT PORTFOLIO MANAGEMENT LLC
December 6, 2004 - March 3, 2006
SII INVESTMENTS, INC.
December 6, 2004 - March 3, 2006
SII INVESTMENTS, INC.
August 7, 2003 - December 13, 2004
WALNUT STREET SECURITIES, INC.
March 17, 1999 - April 23, 2001
UBS SECURITIES LLC
July 28, 1997 - March 19, 1999
CREDIT SUISSE SECURITIES (USA) LLC
June 3, 1996 - August 1, 1997
SBC WARBURG, INC.
December 6, 1993 - June 3, 1996
S.G. WARBURG & CO. INC.
September 22, 1992 - June 28, 1993
JPMSI
December 20, 1988 - October 12, 1990
S.G. WARBURG & CO. INC.
Primary Firm SEC Registration
SUMMIT PORTFOLIO MANAGEMENT LLC
CRD#: 111243 / SEC#: 801-46423
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT PORTFOLIO MANAGEMENT LLC
CRD#: 111243 / SEC#: 801-46423
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 169,696,643 |
Red Flags
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