Jon H. Marple
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Howard Marple was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1989. Jon had worked at 2 firms and has passed the Series 63, Series 22, Series 3 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 1991 - July 23, 1991
SOUTHARD SECURITIES CORPORATION
December 20, 1989 - April 24, 1990
REMINGTON SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SOUTHARD SECURITIES CORPORATION
CRD#: 23236 / SEC#: , 8-40306
Contact information
Documents
Red Flags
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