Michelle S. Pardue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Sherlene Pardue, who also goes by Michelle Pardue Kaposta, Mick Pardue, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1986. Michelle had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2016 - December 31, 2016
COUNCIL SETTLEMENT GROUP
January 4, 2012 - December 31, 2015
COUNCIL SETTLEMENT GROUP
January 13, 2000 - June 6, 2001
FSC SECURITIES CORPORATION
April 6, 1993 - May 5, 1998
CITIGROUP GLOBAL MARKETS INC.
March 26, 1990 - April 12, 1993
UBS FINANCIAL SERVICES INC.
May 14, 1988 - April 12, 1990
LEHMAN BROTHERS INC.
March 20, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COUNCIL SETTLEMENT GROUP
CRD#: 159288 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
