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Lawrence Byron Combs

CRD# 1470532·Registered 1986 - 2018
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Byron Combs, who also goes by Larry Byron Combs, Larry Combs, Lawrence B Combs, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1986 - 2018. Lawrence had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Byron Combs, Larry Combs, Lawrence B Combs

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
RIA
Loveland, CO
March 20, 2000 - May 22, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Loveland, CO
June 4, 1999 - May 22, 2018
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
April 10, 1989 - June 3, 1999
AMERICAN PACIFIC SECURITIES CORPORATION·CRD# 5003
BD
March 17, 1988 - April 10, 1989
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
April 8, 1987 - March 22, 1988
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
April 25, 1986 - April 13, 1987

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Current Firm

CF
CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP ADVISORS | PROTECTIVE EQUITY SERVICES, INC. | PROEQUITIES, INC. | PROEQUITIES INC | INVESTMENT ADVISORS | CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708 / SEC#: 801-56010, 8-32590
BD
Terminated by SEC on 08/24/2025

Contact Information

Main Address

2801 Highway 280 South, Birmingham, AL 35223

Mailing Address

P.o. Box 518, Birmingham, AL 35201-0518

Phone Number

(800) 288-3035

Established

Alabama since 07/11/1984

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

885

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

CONCOURSE FINANCIAL GROUP SECURITIES ADV PART 2 BROCHURE 2024 (3/26/2024)

Direct owners and executive officers

NamePositionCRD#
PROTECTIVE LIFE CORPORATIONPARENT—
MCCRELESS, KEVIN LUCIUSCHIEF COMPLIANCE OFFICER5180100

Regulatory Assets Under Management

Total Number of Accounts

20,957

AUM (Assets Under Management)

$4,373,015,542

Disclosures

Regulatory Event

64

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2001About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2000About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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