Frederick H. Cron

FREDERICK H. CRON

ENGLEWOOD, CO

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CRD#: 1470193

Professional summary

Frederick Holmes Cron, CFP®, who also goes by Fred Cron, is a registered financial advisor currently at FREDERICK H. CRON located in Englewood, Colorado.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Frederick has worked at 11 firms and has passed the Series 63, Series 3, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred Cron

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Holmes Cron's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

January 1, 1999 - Present

FREDERICK H. CRON

RIA

CRD#: 111991

ENGLEWOOD, CO

Past

July 2, 1998 - August 15, 2003

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.

CRD#: 34902

LEAWOOD, KS

Past

November 11, 1992 - July 6, 1998

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

October 30, 1991 - March 24, 1993

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

June 14, 1990 - October 14, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 14, 1990 - October 14, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

April 24, 1990 - June 26, 1990

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

April 24, 1990 - June 26, 1990

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

December 18, 1989 - March 20, 1990

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

May 2, 1988 - September 26, 1989

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

July 23, 1987 - September 26, 1989

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

May 1, 1987 - June 2, 1988

VIP FINANCIAL COMPANIES, INC.

CRD#: 18892

Past

March 21, 1986 - December 2, 1987

REGIONAL SECURITIES CORPORATION

CRD#: 1118

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/1/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/19/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/25/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/6/1987

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/4/1986

General Securities Principal Examination

Current Firm

FREDERICK H. CRON

FREDERICK H. CRON | FREDERICK HOLMES CRON

CRD#: 111991 / SEC#:

Colorado

Registered Investment Advisory firm - (1/1/1999 Approved)

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Contact information

Main Address

Centennial, CO

Mailing Address

Phone number

(303) 771-3710

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 12,437,028

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick H. Cron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Holmes Cron's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

SECURITIES AMERICA, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

PRINCIPAL SECURITIES, INC.

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

VIP FINANCIAL COMPANIES, INC.

REGIONAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 5/19/1986

Series 3

Date: 1/25/1988

Series 7

Date: 3/15/1986

Series 4

Date: 7/6/1987

Series 24

Date: 11/4/1986

Current Firm

FREDERICK H. CRON

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FREDERICK H. CRON

TRUST BUT VERIFY

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