David C. Singer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Charles Singer was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2014 - July 5, 2017
R.M. STARK & CO., INC.
July 11, 2007 - December 31, 2009
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
July 3, 2007 - January 16, 2014
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
March 29, 2004 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
July 17, 2003 - July 17, 2003
BROOKSTREET SECURITIES CORPORATION
January 24, 2003 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
May 5, 1995 - January 15, 2003
ROBERT W. BAIRD & CO. INCORPORATED
February 4, 1991 - May 2, 1995
PRUDENTIAL EQUITY GROUP, LLC
March 19, 1986 - March 8, 1991
B. C. ZIEGLER AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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