William M. Mccartan

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CRD#: 1470098

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Matthew Mccartan was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1986. William had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Community Foundation of the Greater Capital Region, Member of the Professional Advisory Committee, Start date 3/1/2014,Committee Member, Advisor Input, 1HR/WK with 0 HR/WK during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 3, 2018 - April 8, 2025

FENIMORE ASSET MANAGEMENT, INC.

RIA

CRD#: 110946

COBLESKILL, NY

Past

February 14, 2005 - April 8, 2025

FENIMORE SECURITIES, INC.

CRD#: 104391

COBLESKILL, NY

Past

October 30, 1987 - March 28, 1994

FLEET SECURITIES INC.

CRD#: 7147

Past

March 19, 1986 - March 26, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FENIMORE ASSET MANAGEMENT, INC.

CRD#: 110946 / SEC#: 801-10429

RIA

Registered Investment Advisory firm - (12/22/1974 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/20/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/1986

General Securities Representative Examination

Current Firm

FENIMORE ASSET MANAGEMENT, INC.

CRD#: 110946 / SEC#: 801-10429

RIA

Registered Investment Advisory firm - (12/22/1974 Approved)

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Contact information

Main Address

384 North Grand Street, Cobleskill, NY 12043

Mailing Address

Phone number

(518) 234-4393

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FENIMORE ASSET MANAGEMENT INC ADV PART 2A (1/3/2025)

Regulatory assets under management

Total Number of Accounts	1,164
AUM (Assets Under Management)	$ 5,425,014,709

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William M. Mccartan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FENIMORE SECURITIES, INC.

FLEET SECURITIES INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

FENIMORE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2018

Series 63

Date: 3/20/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/15/1986

Current Firm

FENIMORE ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FENIMORE ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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