Robert B. Brooks

NAVITER WEALTH

Laurel Hill, FL

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CRD#: 1470035

Professional summary

Robert Blane Brooks, who also goes by Robert Brooks, is a registered financial advisor currently at NAVITER WEALTH, LLC located in Laurel Hill, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Robert has worked at 14 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 3, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Brooks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Wealth Advisor Growth Network; Investment-Related; 1125 17th Street Denver, CO 80202; Supports RIA & BD teams with technology and back-office support; Promoter; 02/01/2025; Less than 2 hours per month; possibly during trading hours; Business Referrals 2) Resurgent Advisors; Investment-related; 6600 Peachtree Dunwoody Rd, Atlanta, GA 30328; RIA; Referral source; 02/01/2025; 1 hour per month; 0 during trading hours; Introduce potential RIA teams to Resurgent Advisors

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Blane Brooks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2025 - Present

NAVITER WEALTH, LLC

RIA

CRD#: 311508

Laurel Hill, FL

Past

November 28, 2023 - February 14, 2025

RESURGENT ADVISORS

RIA

CRD#: 299575

LAUREL HILL, FL

Past

November 12, 2021 - June 26, 2023

FINTRUST CAPITAL ADVISORS, LLC

RIA

CRD#: 145460

Laurel Hill, FL

Past

October 26, 2021 - June 26, 2023

FINTRUST BROKERAGE SERVICES, LLC

CRD#: 41608

GREENVILLE, SC

Past

January 26, 2021 - October 5, 2021

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

December 11, 2020 - October 5, 2021

STEPHENS

RIA

CRD#: 3496

Laurel Hill, FL

Past

March 22, 2007 - May 29, 2020

FISHER INVESTMENTS

RIA

CRD#: 107342

LAUREL HILL, FL

Past

February 23, 2006 - February 7, 2007

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

PENSACOLA, FL

Past

September 15, 2005 - February 7, 2007

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

PENSACOLA, FL

Past

November 11, 2003 - December 17, 2004

STILLPOINT WEALTH MANAGEMENT, LLC

CRD#: 119154

ATLANTA, GA

Past

May 31, 2000 - December 17, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 2, 1994 - June 10, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

August 30, 1991 - December 13, 1994

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

ATLANTA, GA

Past

September 17, 1990 - March 13, 1991

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

February 21, 1989 - September 25, 1990

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 21, 1986 - March 1, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVITER WEALTH, LLC

NAVITER TRUST | NAVITER WEALTH, LLC | NAVITER WEALTH LLC

CRD#: 311508 / SEC#: 801-120077

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/12/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/21/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/22/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/29/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/1/1986

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 2/16/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/23/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

NAVITER WEALTH, LLC

NAVITER TRUST | NAVITER WEALTH, LLC | NAVITER WEALTH LLC

CRD#: 311508 / SEC#: 801-120077

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

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Contact information

Main Address

1 Information Way Suite 400, Little Rock, AR 72202

Mailing Address

Phone number

(501) 333-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAVITER WEALTH LLC FORM ADV2A ("DISCLOSURE BROCHURE") (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,022
AUM (Assets Under Management)	$ 1,454,171,895

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert B. Brooks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Blane Brooks's CRS (Customer Relationship Summary).

Certified licenses

Experience

RESURGENT ADVISORS

FINTRUST CAPITAL ADVISORS, LLC

FINTRUST BROKERAGE SERVICES, LLC

STEPHENS

STEPHENS

FISHER INVESTMENTS

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

STILLPOINT WEALTH MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.C. BRADFORD & CO.

THE ROBINSON-HUMPHREY COMPANY, LLC

ALEX. BROWN & SONS INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

NAVITER WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/12/2021

Series 66

Date: 2/21/2006

Series 7TO

Date: 1/22/2021

SIE

Date: 12/29/2020

Series 7

Date: 11/15/1986

Series 3

Date: 10/1/1986

Series 24

Date: 2/16/2022

Series 8

Date: 6/23/1995

Current Firm

NAVITER WEALTH, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVITER WEALTH, LLC

TRUST BUT VERIFY

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