Marco J. Wilkerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marco John Wilkerson was a registered financial professional .
Marco is a previously registered financial professional and started their career in finance in 1986. Marco had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2012 - December 31, 2017
EATON-CAMBRIDGE INC.
January 21, 2004 - February 24, 2012
NEW ENGLAND SECURITIES
October 21, 2002 - November 25, 2003
EMPOWER FINANCIAL SERVICES, INC.
November 8, 1999 - October 21, 2002
ONE ORCHARD EQUITIES, INC.
April 11, 1986 - July 26, 1999
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
EATON-CAMBRIDGE INC.
CRD#: 116798 / SEC#: 801-116885
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EATON-CAMBRIDGE INC.
CRD#: 116798 / SEC#: 801-116885
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 967 |
| AUM (Assets Under Management) | $ 392,155,283 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
