Frederick C. Lane
Professional summary
Frederick Carpenter Lane, who also goes by Fred Lane, is a registered financial advisor currently at LANE GENERATIONAL LLC located in Dover, Massachusetts.
Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Frederick has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frederick Carpenter Lane's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2020 - Present
LANE GENERATIONAL LLC
November 3, 2017 - September 8, 2020
RAYMOND JAMES & ASSOCIATES, INC.
May 26, 2009 - September 8, 2020
RAYMOND JAMES & ASSOCIATES, INC.
October 3, 2002 - September 10, 2013
RAYMOND JAMES INSURANCE GROUP, INC.
November 3, 2000 - January 7, 2002
CREDIT SUISSE SECURITIES (USA) LLC
February 4, 1989 - January 7, 2002
PERSHING LLC
June 20, 1986 - May 25, 1988
PERSHING LLC
Primary Firm SEC Registration
LANE GENERATIONAL LLC
CRD#: 309619 / SEC#: 801-119363
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/2/2022)
(8/28/2020)
(2/19/2021)
Exams
Current Firm
LANE GENERATIONAL LLC
CRD#: 309619 / SEC#: 801-119363
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 81 |
| AUM (Assets Under Management) | $ 118,330,440 |
Red Flags
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