Frank J. Doyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Joseph Doyle was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1986. Frank had worked at 1 firm and has passed the Series 63, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 1986 - December 31, 2011
BENJAMIN SECURITIES, INC.
Primary Firm SEC Registration
BENJAMIN SECURITIES, INC.
CRD#: 7754 / SEC#: 801-30987, 8-23518
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/11/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
BENJAMIN SECURITIES, INC.
CRD#: 7754 / SEC#: 801-30987, 8-23518
Contact information
SEC notice filing (4 States and Territories)
FINRA licenses (33 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 33,609,905 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
