Bradley M. Young
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley M Young, who also goes by Bradley Young, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1987. Bradley had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2021 - March 12, 2021
FORESIDE FINANCIAL SERVICES, LLC
March 31, 2020 - January 4, 2021
CAPFI PARTNERS LLC
December 7, 2011 - August 28, 2014
PINEBRIDGE SECURITIES LLC
December 10, 2009 - February 16, 2010
CGI MERCHANT CAPITAL, LLC
August 8, 2006 - June 15, 2009
FORTIS SECURITIES LLC
November 19, 2004 - July 17, 2006
NEWEDGE USA, LLC
July 1, 2004 - November 18, 2004
MFR SECURITIES, INC.
January 20, 2004 - July 1, 2004
MAXIM GROUP LLC
April 11, 2002 - February 12, 2004
THE WILLIAMS CAPITAL GROUP, L.P.
March 28, 2001 - May 9, 2002
BROADPOINT DESCAP
October 1, 1997 - April 29, 1999
NOMURA SECURITIES INTERNATIONAL, INC.
November 15, 1994 - October 1, 1997
NATWEST MARKETS SECURITIES INC.
April 21, 1987 - August 22, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
