Leon L. Morris

ABG FINANCIAL SERVICES

Atlanta, GA 30339

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CRD#: 1469520

Professional summary

Leon Livingstone Morris, who also goes by Leon Livingston Morris, is a registered financial advisor currently at ABG FINANCIAL SERVICES, INC. located in Atlanta, Georgia.

Leon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Leon has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leon Livingston Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Leon L. Morris, ChFC, CLU, FFSI; Dacula, GA; President/Owner; Life, Health, Disability, Long-Term Care, Annuities; Not Investment Related; Start Date 06/1984; Approximately 40 hrs/month; 20 of Which are During Securities Trading Hours. MyFSP. Co; Dacula, GA;4/17/2017; Develop scientifically sound financial planning tools and educational programs for U.S. residents and planning practitioners. 10hrs/month; 5 of Which are During Securities Trading Hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon Livingstone Morris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2025 - Present

ABG FINANCIAL SERVICES, INC.

Office #1: 3043 Riverstone Trail Suite 100, Atlanta, GA 30339

RIA

CRD#: 170225

Atlanta, GA

Past

July 28, 2021 - October 25, 2021

IAMS WEALTH MANAGEMENT, LLC

RIA

CRD#: 286085

Dacula, GA

Past

September 15, 2003 - December 3, 2004

MORRIS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 127203

WOODSTOCK, GA

Past

January 8, 1991 - October 15, 2002

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

October 22, 1987 - December 31, 1990

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

March 7, 1986 - October 2, 1987

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/27/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/6/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ABG FINANCIAL SERVICES, INC.

ABG FINANCIAL SERVICES, INC. | PARKER, WILLIAM T

CRD#: 170225 / SEC#:

Georgia

Registered Investment Advisory firm - (1/23/2014 Approved)

Maryland

Registered Investment Advisory firm - (5/31/2023 Approved)

Texas

Registered Investment Advisory firm - (2/2/2018 Conditional Restricted)

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Contact information

Main Address

3043 Riverstone Trail Suite 100, Atlanta, GA 30339

Mailing Address

Phone number

(888) 463-0440

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 9,790,453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leon L. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon Livingstone Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABG FINANCIAL SERVICES, INC.

IAMS WEALTH MANAGEMENT, LLC

MORRIS CAPITAL MANAGEMENT, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/2000

Series 63

Date: 11/9/1987

Series 7

Date: 9/27/1996

Series 6

Date: 3/6/1986

Current Firm

ABG FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ABG FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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