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Robert John Loonie Jr

CRD# 1469465·Registered 1986 - 2017
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert John Loonie JR, who also goes by Bob Loonie Jr, Loons Loonie Jr, Robert John Jr Loonie, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1986 - 2017. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Loonie Jr, Loons Loonie Jr, Robert John Jr Loonie

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

OTCEX, LLC·CRD# 165046
BD
New York, NY
November 7, 2014 - July 5, 2017
MAREX CAPITAL MARKETS INC.·CRD# 161014
BD
New York, NY
December 16, 2013 - October 1, 2014
VCM SECURITIES, LLC.·CRD# 142026
BD
New York, NY
June 22, 2007 - April 1, 2013
GFI SECURITIES LLC·CRD# 19982
BD
New York, NY
October 4, 1993 - April 12, 2007
FUNDAMENTAL BROKERS·CRD# 28197
BD
February 28, 1991 - November 4, 1991
FUNDAMENTAL BROKERS·CRD# 19837
BD
July 25, 1987 - February 28, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
March 19, 1986 - June 18, 1986

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Current Firm

OL
OTCEX, LLC

ARROWHEAD CAPITAL | OTCEX, LLC | OTCEX | MYDMARKET

CRD#: 165046 / SEC#: 8-69129
BD
Terminated by SEC on 07/08/2024

Contact Information

Established

New York since 12/20/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
MAREX NORTH AMERICA HOLDINGS INCDIRECT OWNER—
CHERRY, ELIN LYNNECHIEF COMPLIANCE OFFICER2430837
GEORGE, THOMAS KEITHFINOP5378303
VITTAL, MAHESH RAMCEO4593014

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 1998About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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