William L. Bailey
Professional summary
William Leroy Bailey JR, who also goes by Bill Bailey, is a registered financial professional currently at SOUTHEAST INVESTMENTS, N.C., INC. located in Colfax, North Carolina.
William is registered as a RR (Registered Representative) and started their career in finance in 1986. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Leroy Bailey JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2011 - Present
SOUTHEAST INVESTMENTS, N.C., INC.
November 18, 2011 - November 12, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
January 29, 2007 - November 22, 2011
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - November 22, 2011
VOYA FINANCIAL ADVISORS, INC.
April 19, 1995 - January 1, 2004
LOCUST STREET SECURITIES, INC.
March 31, 1986 - April 18, 1995
FIDELITY EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2012)
(11/18/2011)
(11/18/2011)
(1/19/2018)
(11/18/2011)
(11/18/2011)
(3/21/2019)
(11/18/2011)
(11/18/2011)
(11/18/2011)
(11/18/2011)
(8/30/2018)
Exams
FINRA
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
