Randi L. Gibbons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randi Lee Gibbons was a registered financial professional .
Randi is a previously registered financial professional and started their career in finance in 1987. Randi had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2014 - January 9, 2018
FORESTERS EQUITY SERVICES, INC.
March 31, 2008 - April 29, 2013
FORESTERS EQUITY SERVICES, INC.
March 1, 2005 - June 20, 2005
AURA FINANCIAL SERVICES, INC.
March 10, 2004 - September 30, 2004
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
November 20, 2000 - December 31, 2003
USALLIANZ SECURITIES, INC.
May 9, 1997 - October 16, 2000
WOODBURY FINANCIAL SERVICES, INC.
February 23, 1995 - April 29, 1997
CINCINNATI ANALYSTS, INC.
October 6, 1987 - February 23, 1995
FIDELITY EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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