Jeffery D. Arnold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Delmonte Arnold, who also goes by Jeff Delmonte Arnold, Jeff Arnold, Jeffrey Delmonte Arnold, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1996. Jeffery had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2017 - February 14, 2019
PROSPERITY CAPITAL GROUP, INC.
January 11, 2010 - February 21, 2017
GWN SECURITIES INC.
January 7, 2010 - February 21, 2017
GWN SECURITIES INC.
October 2, 2007 - December 17, 2008
MM ASCEND LIFE INVESTOR SERVICES, LLC
December 4, 2006 - December 31, 2009
MM ASCEND LIFE INVESTOR SERVICES, LLC
July 8, 2003 - December 4, 2006
STUART SECURITIES CORP.
May 10, 1999 - June 30, 2003
VOYA FINANCIAL ADVISORS, INC.
August 5, 1997 - May 25, 1999
BRECEK & YOUNG ADVISORS, INC.
April 1, 1996 - August 15, 1997
ARAGON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PROSPERITY CAPITAL GROUP, INC.
CRD#: 149414 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
