Troy R. Menlove
Professional summary
Troy R Menlove was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Troy is a previously registered financial advisor and started their career in finance in 1988. Prior to being barred, Troy had worked at 9 firms, which includes UNITED SECURITIES ALLIANCE INC., PMG SECURITIES CORPORATION, INVESTORS BROKERAGE SERVICES INC., RUSHMORE SECURITIES CORPORATION, WMA SECURITIES INC., CONSOLIDATED INVESTMENT SERVICES INC., PACIFIC CLIFFS CAPITAL INC., USLIFE EQUITY SALES CORP., PFS INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2002 - April 24, 2003
UNITED SECURITIES ALLIANCE, INC.
September 26, 2001 - April 24, 2003
UNITED SECURITIES ALLIANCE, INC.
August 1, 2000 - September 28, 2001
PMG SECURITIES CORPORATION
May 3, 2000 - August 1, 2000
INVESTORS BROKERAGE SERVICES, INC.
July 20, 1999 - May 2, 2000
RUSHMORE SECURITIES CORPORATION
November 9, 1995 - August 25, 1999
WMA SECURITIES, INC.
September 9, 1994 - November 17, 1995
RUSHMORE SECURITIES CORPORATION
January 8, 1994 - September 30, 1994
CONSOLIDATED INVESTMENT SERVICES, INC.
November 16, 1992 - October 7, 1993
PACIFIC CLIFFS CAPITAL, INC.
October 11, 1991 - November 11, 1992
USLIFE EQUITY SALES CORP.
June 15, 1988 - October 18, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
UNITED SECURITIES ALLIANCE, INC.
CRD#: 36487 / SEC#: , 8-47282
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| US ALLIANCE HOLDINGS, INC. | OWNER | |
| BLOOMINGKEMPER, RONALD KEITH | CHAIRMAN OF BOARD | 1087036 |
| CANNELLA, JEFFREY JAMES | PRESIDENT, CHIEF COMPLIANCE OFFICER, SROP/CROP | 2236889 |
| DAVIS, DANA LORAINE | INSURANCE PRINCIPAL, IA/CCO | 1715382 |
| JONES, MICHAEL WASHINGTON | EXECUTIVE VICE PRESIDENT / DIRECTOR | 3248874 |
| PETRINOVICH, RONALD JAMES | DIRECTOR | 1099207 |
| SUTHERLAND, PATRICK EMANUEL | DIRECTOR/FINOP | 3042322 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
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